Item 5. Other Information
Item 5. Other Information
(a) None
(b) None
(c) During the quarter ended March 31, 2024, no director or 16 officer (as defined under Rule 16a-1 of the
Exchange Act) adopted or terminated any Rule 10b5-1 trading arrangements or any non-Rule 10b5-1 trading arrangements (in each case, as
defined in Item 408(a) of Regulation S-K).
41
Item 6. Exhibits
Exhibits
3.1
–
Amended Articles of the Company (Incorporated herein by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (File No. 31-36785))
3.2
–
Certificate of Amendment to the Amended Articles of the Company as filed with the Ohio Secretary of State on April 27, 1993 (Incorporated herein by reference to Exhibit 3.2 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018 (File No. 31-36785))
3.3
–
Certificate of Amendment to the Amended Articles of the Company as filed with the Ohio Secretary of State on April 30, 1997 (Incorporated herein by reference to Exhibit 3(c) to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 1997 (File No. 0-13507))
3.4
–
Certificate of Amendment to the Amended Articles of the Company as filed with the Ohio Secretary of State on May 27, 2011 (Incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed June 1, 2011 (File No. 0-13507))
3.5
–
Certificate of Amendment to the Amended Articles of the Company as filed with the Ohio Secretary of State on April 12, 2013 (Incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed April 18, 2013 (File No. 0-13507))
3.6
–
Certificate of Amendment by Directors or Incorporators to Articles filed with the Secretary of State of the State of Ohio on November 6, 2014 (Incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed November 12, 2014 (File No. 0-13507))
3.7
–
Certificate of Amendment to the Amended Articles of the Company as filed with the Ohio Secretary of State on January 25, 2022 (Incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed January 27, 2022 (File No. 0-13507))
3.8
–
Amended Articles of the Company, as amended (reflecting amendments through January 25, 2022) [for SEC reporting compliance purposes only – not filed with the Ohio Secretary of State] (Incorporated herein by reference to Exhibit 3.8 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (File No. 31-36785))
3.9
–
Amended and Restated Regulations of the Company (Incorporated herein by reference to Exhibit 3.5 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2005 (File No. 0-13507))
3.10
–
Certificate Regarding Adoption of Amendment to Section 2.01 of the Amended and Restated Regulations of the Company by the Shareholders on April 16, 2009 (Incorporate herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed April 22, 2009 (File No. 0-13507))
31.1
–
Rule 13a-14(a)/15d-14(a) Certification (Principal Executive Officer)
31.2
–
Rule 13a-14(a)/15d-14(a) Certification (Principal Financial Officer)
32.1
–
Section 1350 Certification (Principal Executive Officer)
32.2
–
Section 1350 Certification (Principal Financial Officer)
101.INS
–
Inline XBRL Instance Document.
101.SCH
–
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
–
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF
–
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
–
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE
–
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
–
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
42
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SB FINANCIAL GROUP, INC.
Date: May 9, 2024
By:
/s/ Mark A. Klein
Mark A. Klein
Chairman, President & CEO
By:
/s/ Anthony V. Cosentino
Anthony V. Cosentino
Executive Vice President &
Chief Financial Officer
43
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.