Item 3. Legal Proceedings
Item 3. Legal Proceedings .
In the ordinary course of our business, the Company
and its subsidiaries are parties to various legal actions, which we believe are incidental to the operation of our business. Although
the ultimate outcome and amount of liability, if any, with respect to these legal actions cannot presently be ascertained with certainty,
in the opinion of management, based upon information currently available to us, any resulting liability is not likely to have a material
adverse effect on the Company’s consolidated financial position, results of operations or cash flows.
Item 4. Mine Safety Disclosures.
Not Applicable
Supplemental Item: Information about our Executive
Officers
The following table lists the names and ages
of the executive officers of the Company as of February 24, 2024, the positions presently held by each executive officer, and the principal
occupation(s) and business experience of each executive officer during the past five years. Unless otherwise indicated, each person has
held his or her principal occupation(s) for more than five years.
Name
Age
Position(s)
Held with the Company and its Subsidiaries and Principal Occupation(s)
Mark A. Klein
69
Chairman of the Company since April 2015; Director of the Company since February 2010; President and Chief Executive Officer of the Company since January 2010 and of State Bank since January 2006; Director of State Bank since 2006; President of RDSI since October 2011; Member of State Bank Trust Investment Review Committee since March 2007.
Anthony V. Cosentino
62
Executive Vice President and Chief Financial Officer of the Company and State Bank since March 2010; Chief Financial Officer of RDSI since October 2011; Member of State Bank Trust Investment Review Committee since June 2010.
Ernesto Gaytan
52
Executive Vice President and Chief Technology Innovation Officer of the Company and State Bank since November 2017.
Steven R. Walz
53
Executive Vice President and Chief Lending Officer of State Bank since December 2021; Senior Vice President and Chief Lending Officer of State Bank from September 2021 through December 2021; Senior Vice President and Chief Credit Officer of State Bank from November 2017 through November 2019; Vice President and Senior Credit Analyst of State Bank from September 2012 through November 2017; Assistant Vice President and Commercial Services Officer of State Bank from September 2011 to September 2012; Assistant Vice President and Credit Analyst of State Bank from January 2010 through September 2012; Began working for State Bank in October 2007 as a Credit Analyst; Mr. Walz left State Bank in November 2019 to work as President for K&P Medical Transport, LLC. prior to rejoining State Bank in September 2021.
Keeta J. Diller
67
Executive Vice President of the Company since July 2019; Executive Vice President and Chief Operations Officer of State Bank since August 2023; Executive Vice President and Chief Risk Officer from July 2019 to August 2023; Senior Vice President and Chief Enterprise Risk Management Officer of State Bank from August 2018 through July 2019; Senior Vice President and Audit Coordinator and Director of Operations of State Bank from December 2011 through August 2018; Vice President and Internal Auditor of State Bank from January 2010 through December 2011; Corporate Secretary for the Company since 1996; Began working for State Bank in February 1990 as the Accounting Supervisor.
David A. Homoelle
56
Columbus Regional President and Residential Real Estate Executive of State Bank since May 2021; Columbus Regional President of State Bank from November 2007 through May 2021; Began working for State Bank in November 2007 as a Columbus Regional President.
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PART II