Item 3. Legal Proceedings
Item
3. Legal Proceedings .
In
the ordinary course of our business, the Company and its subsidiaries are parties to various legal actions, which we believe are incidental
to the operation of our business. Although the ultimate outcome and amount of liability, if any, with respect to these legal actions
cannot presently be ascertained with certainty, in the opinion of management, based upon information currently available to us, any resulting
liability is not likely to have a material adverse effect on the Company’s consolidated financial position, results of operations or
cash flows.
Item
4. Mine Safety Disclosures .
Not
Applicable
Supplemental
Item: Information about our Executive Officers
The
following table lists the names and ages of the executive officers of the Company as of February 24, 2023, the positions presently held
by each executive officer, and the business experience of each executive officer during his or her employment at the Company. Unless
otherwise indicated, each person has held his or her principal occupation(s) for more than five years.
Name
Age
Position(s) Held with the Company and its Subsidiaries and Principal Occupation(s)
Mark A. Klein
68
Chairman of the Company since April 2015; Director of the Company since February 2010; President and Chief Executive Officer of the Company since January 2010 and of State Bank since January 2006; Director of State Bank since 2006; President of RDSI since October 2011; Member of State Bank Trust Investment Review Committee since March 2007.
Anthony V. Cosentino
61
Executive Vice President and Chief Financial Officer of the Company and State Bank since March 2010; Chief Financial Officer of RDSI since October 2011; Member of State Bank Trust Investment Review Committee since June 2010.
Ernesto Gaytan
51
Executive Vice President and Chief Technology Innovation Officer of the Company and State Bank since November 2017.
Steven R. Walz
52
Executive Vice President and Chief Lending Officer of State Bank since December 2021; Senior Vice President and Chief Lending Officer of State Bank from September 2021 through December 2021; Senior Vice President and Chief Credit Officer of State Bank from November 2017 through November 2019; Vice President and Senior Credit Analyst of State Bank from September 2012 through November 2017; Assistant Vice President and Commercial Services Officer of State Bank from September 2011 to September 2012; Assistant Vice President and Credit Analyst of State Bank from January 2010 through September 2012; Began working for State Bank in October 2007 as a Credit Analyst; Mr. Walz left State Bank in November 2019 worked as President for K&P Medical Transport, LLC. prior to rejoining State Bank in September 2021,
Keeta J. Diller
66
Executive Vice President of the Company since July 2019; Executive Vice President and Chief Risk Officer of State Bank since July 2019; Senior Vice President and Chief Enterprise Risk Management Officer of State Bank from August 2018 through July 2019; Senior Vice President and Audit Coordinator and Director of Operations of State Bank from December 2011 through August 2018; Vice President and Internal Auditor of State Bank from January 2010 through December 2011; Corporate Secretary for the Company since 1996; Began working for State Bank in February 1990 as the Accounting Supervisor.
David A. Homoelle
55
Columbus
Regional President and Residential Real Estate Executive of State Bank since May 2021; Columbus Regional President of State Bank from
November 2007 through May 2021; Began working for State Bank in November 2007 as a Columbus Regional President.
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II