What changed in this filing

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Item 5. Other Information

2026-05-08 compared with 2025-11-12 · 88 added, 91 removed, 15 unchanged (92% of the section changed)

OTHER INFORMATION

of the Company’s directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading

arrangement, as such terms are defined under Item 408(a) of Regulation S-K, during the Company’s fiscal quarter ended September

Trading Policy

the quarter ended September 30, 2025, the Company’s Board approved and adopted an Amended and Restated Insider Trading Policy as

part of its continuing efforts to enhance corporate governance and ensure compliance with applicable securities laws and Nasdaq listing

The updated policy clarifies procedures regarding trading windows, pre-clearance requirements and restrictions on derivative

and hedging transactions involving Company securities.

The adoption of the amended policy did not have a material effect on the Company’s

financial position, results of operations or internal controls.

Management will continue to monitor and enforce the policy as part of

its overall compliance program.

of Incorporation of SharpLink Gaming, Inc.

(incorporated by reference to Exhibit 3.3 to the Registration Statement on Form S-4 filed

with the SEC on June 15, 2023)

and Restated Certificate of Incorporation of SharpLink Gaming, Inc.

(incorporated by reference to Exhibit 3.1 to the Current Report

on Form 8-K12B filed with the SEC on February 13, 2024)

of Designation of the Series A-1 Preferred Stock of SharpLink Gaming, Inc., par value $0.0001 per share (incorporated by reference

to Exhibit 3.2 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024)

of Designation of the Series B Preferred Stock of SharpLink Gaming, Inc., par value $0.0001 per share (incorporated by reference

to Exhibit 3.3 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024)

of Amendment to Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc.

(incorporated by reference to Exhibit

3.1 to the Current Report on Form 8-K filed on May 2, 2025)

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc., effective as of July

24, 2025 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on July 25, 2025)

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc., effective as of September

25, 2025 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on September 25, 2025)

of SharpLink Gaming, Inc.

arrangement, as such terms are defined under Item 408(a) of Regulation S-K, during the Company’s fiscal quarter ended March 31,

Disclosure Channels to Disseminate Information

investors and others should note that we announce material information to the public about our Company and its ETH updates, ETH Dashboard

and other matters through a variety of means, including the Company’s website, press releases, SEC filings and social media, in

order to achieve broad, non-exclusionary distribution of information to the public.

We encourage our investors and others to review the

information we make public in the locations below as such information could be deemed to be material information.

Please note that this

list may be updated from time to time.

more information on Sharplink, Inc.

and its ETH updates, ETH Dashboard, and other matters, please visit:

https://www.sharplink.com/.

more information for the Company’s investors, including press releases, SEC filings, corporate presentations, events, please visit:

https://www.sharplink.com/investors.

Investors and other interested parties can subscribe to our press releases and SEC filings at the

aforementioned address.

additional information, please follow Sharplink social media accounts at:

account (formerly Twitter):

@Sharplink or https://x.com/sharplink

https://www.linkedin.com/company/sharplink-sbet

and other interested parties can also subscribe to our social media accounts at the aforementioned addresses.

Chief Accounting Officer

On May 6, 2026, the Board appointed Dana Perez, 48,

the former Senior Vice President of Accounting as the Chief Accounting Officer, effective March 1, 2026.

Perez has served as the Company’s

Senior Vice President of Accounting since September 15, 2025.

In connection with the appointment,

Perez entered into an employment letter with the Company providing for:

(i) an annual base salary of $350,000;

(ii) a short-term incentive

opportunity equal to 30% of her base salary and a maximum opportunity of 80%;

and (iii) a 2026 long-term incentive opportunity of $150,000.

If the Company terminates her employment without cause, she will receive continued base salary for nine months, subject to her execution

of a release of claims in favor of the Company.

Upon a change in control, all unvested time-based equity awards will vest in full, and

all unvested performance-based equity awards will vest based on actual achievement of the applicable performance goals measured through

the date immediately prior to the change in control (or as close to that date as administratively practicable).

Perez will also be

eligible to participate in the standard benefit plans generally available to similarly situated employees and has reaffirmed her obligations

under her existing Confidentiality and Proprietary Rights Agreement.

The foregoing description is qualified in its entirety

by reference to the full text of the employment letter, which will be filed in the Company’s Form 10-Q for the quarter ended June

Perez is a Florida-licensed

Certified Public Accountant with over 25 years of experience in SEC compliance and reporting, audit management, technical accounting,

and financial statement preparation.

Since 2020, she has served as the principal of Eschenburg Perez CPA, LLC, a financial consulting

firm providing fractional CFO and controller services to public and private companies.

Concurrently, she has served as Chief Financial

Officer of Jupiter Neurosciences, Inc.

(June 2021 to December 2022), MGO Global, Inc.

(January 2024 to February 2025), and as Interim

Chief Financial Officer of Capstone Companies, Inc.

(January 2023 to present).

From 2013 to 2021, Ms.

Perez served as Chief Financial

Officer of Adopt-A-Family of the Palm Beaches, Inc.

Earlier in her career, she served as Manager, National Office of Risk Management,

and Audit Manager at RSM US LLP.

Perez holds a Master of Science in Accountancy and a Bachelor of Science in Accountancy from the

University of North Carolina at Wilmington and is a member of the American Institute of Certified Public Accountants.

There are no family relationships between

Perez and any director or other executive officer, nor are there any transactions to which the Company was or is a participant and

Perez has a material interest subject to disclosure under Item 404(a) of Regulation S-K.

There are no arrangements or understandings

Perez and any other persons pursuant to which she was selected as an officer.

Certificate of Incorporation of SharpLink Gaming, Inc.

(incorporated by reference to Exhibit 3.3 to the Registration Statement on Form S-4 filed with the SEC on June 15, 2023)

Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc.

(incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024)

of Premium Purchase Contract (incorporated by reference as Exhibit 4.1 to the Current Report on Form 8-K filed on October 17, 2025)

ETH Sale and Purchase Agreement, dated July 7, 2025, between SharpLink Gaming, Inc.

and Ethereum Foundation (incorporated by reference as Exhibit 10.10 to the Quarterly Report on Form 10-Q filed on August 14, 2025)

of Letter Agreement for Strategic Advisor Warrants (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed

on July 11, 2025)

of Letter Agreement for Placement Agent Warrants (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed

on July 11, 2025)

of Letter Agreement with Consensys Software Inc.

(incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed

on July 11, 2025)

of Letter Agreement with Joseph Lubin (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed on July

to the ATM Sales Agreement dated July 17, 2025 by and between SharpLink Gaming, Inc.

and A.G.P./Alliance Global Partners (incorporated

by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on July 17, 2025)

Forward Confirmation Letter Agreement, dated July 17, 2025 by and between SharpLink Gaming, Inc.

and A.G.P./Alliance Global Partners

(incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed on July 17, 2025)

and Restated Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on July 25,

of Securities Purchase Agreement, dated August 6, by and between the Company and the Purchasers named therein (incorporated by reference

to Exhibit 10.1 to the Current Report on Form 8-K filed on August 8, 2025)

Agency Agreement (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed on August 8, 2025)

of Securities Purchase Agreement, dated August 10, by and between the Company and the Purchasers named therein (incorporated by reference

to Exhibit 10.1 to the Current Report on Form 8-K filed on August 12, 2025)

Agent Agreement (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed on August 12, 2025)

Agreement by and between SharpLink Gaming, Inc.

and Bob DeLucia dated July 25, 2025 (incorporated by reference as Exhibit 10.22 to

the Quarterly Report on Form 10-Q filed on August 14, 2025)

Agreement by and between SharpLink Gaming, Inc.

and Joseph Chalom dated July 25, 2025 (incorporated by reference as Exhibit 10.23

to the Quarterly Report on Form 10-Q filed on August 14, 2025)

Agreement by and between SharpLink Gaming, Inc.

and Rob Phythian dated July 25, 2025 (incorporated by reference as Exhibit 10.24

to the Quarterly Report on Form 10-Q filed on August 14, 2025)

Director Compensation Program (incorporated by reference to Exhibit 10.25 to Quarterly Report on Form 10-Q filed on August 14, 2025)

and Restated Sales Agreement, dated August 19, 2025, by and among SharpLink Gaming, Inc., A.G.P./Alliance Global Partners, Canaccord

Genuity LLC, SG Americas Securities, LLC, B.

Riley Securities, Inc., and Citizens JMP Securities, LLC (incorporated by reference

to Exhibit 10.1 to the Current Report on Form 8-K filed on August 20, 2025)

of 10b-18 Repurchase Agreement (incorporated by reference as Exhibit 10.1 to the Current Report on Form 8-K filed on August 22, 2025)

of Restricted Stock Unit Agreement Notice of Restricted Stock Unit Grant (Time-Based Grant) (incorporated by reference as Exhibit

10.2 to the Current Report on Form 8-K filed on August 22, 2025)

of Restricted Stock Unit Agreement Notice of Restricted Stock Unit Grant (Performance-Based Grant) (incorporated by reference as

Exhibit 10.3 to the Current Report on Form 8-K filed on August 22, 2025)

of Securities Purchase Agreement, dated October 15, 2025, by and between the Company and the Purchaser named therein (incorporated

by reference as Exhibit 10.1 to the Current Report on Form 8-K filed on October 17, 2025)

Agent Agreement (incorporated by reference as Exhibit 10.2 to the Current Report on Form 8-K filed on October 17, 2025)

Amended and Restated Insider Trading Policy of SharpLink Gaming, Inc.

last amended as of September 12, 2025

Rule 13(a)-14(a)/15(d)-14(a) Certification of co-principal executive officer

Certificate of Designation of the Series A-1 Preferred Stock of SharpLink Gaming, Inc., par value $0.0001 per share (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024)

Certificate of Designation of the Series B Preferred Stock of SharpLink Gaming, Inc., par value $0.0001 per share (incorporated by reference to Exhibit 3.3 to the Current Report on Form 8-K12B filed with the SEC on February 13, 2024)

Certificate of Amendment to Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc.

(incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on May 2, 2025)

Second Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc., effective as of July 24, 2025 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on July 25, 2025)

Third Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SharpLink Gaming, Inc., effective as of September 25, 2025 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on September 25, 2025)

Fourth Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Sharplink, Inc., effective as of February 3, 2026 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on February 3, 2026).

Second Amended and Restated Bylaws of Sharplink, Inc.

(incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K filed with the SEC on February 3, 2026)

Termination Agreement, dated April 3, 2026, between Sharplink, Inc.

and Galaxy Digital Capital Management LP

Termination Agreement, dated April 3, 2026, between Sharplink, Inc.

and ParaFi Capital LP

Rule 13(a)-14(a)/15(d)-14(a) Certification of principal executive officer

Rule 13(a)-14(a)/15(d)-14(a) Certification of principal financial officer

13(a)-14(a)/15(d)-14(a) Certification of co-principal executive officer

Section 1350 Certification of co-principal executive officer

Section 1350 Certification of principal executive officer

Section 1350 Certification of principal financial officer

Section 1350 Certification of co-principal executive officer

XBRL INSTANCE DOCUMENT

3 unchanged sentences

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Furnished herewith.

Certain identified information in the exhibit has been excluded from the exhibit because it is both (i) not material and (ii) would likely

cause competitive harm to SharpLink Gaming, Inc.

if publicly disclosed.

Indicates management compensatory plan, contract or arrangement.

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended,

the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

November 12, 2025

Executive Officer

November 12, 2025

Filed herewith.

to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its

behalf by the undersigned thereunto duly authorized.

Sharplink, Inc.

Joseph Chalom

Executive Officer

November 12, 2025

Robert DeLucia

1 unchanged sentence

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information