Item 5. Other Information
ITEM 5. OTHER INFORMATION .
We have no information to disclose that was required
to be disclosed in a Current Report on Form 8-K during the three months ended June 30, 2024 but was not reported, except as disclosed
below. There have been no material changes to the procedures by which security holders may recommend nominees to our board of directors
where those changes were implemented after the Company last provided disclosure of such procedures.
Lease Renewal Agreement
On June 9, 2024, the Company entered into a Renewal
Service Agreement (the “June 2024 Renewal Service Agreement”), dated as of June 9, 2024, between the Company and Regus Management.
Pursuant to the June 2024 Renewal Service Agreement, the Company leased an office located at 100 Crescent Court, 7 th Floor,
Dallas, Texas 75201, for a total monthly payment of $1,981. The term of the lease is from October 1, 2024 to September 30, 2025.
The June 2024 Renewal Service Agreement is filed
as Exhibit 10.6 to this report, and the description above is qualified in its entirety by reference to the full text of such exhibit.
37
ITEM 6. EXHIBITS.
Exhibit No.
Description
3.1
Articles
of Incorporation of Asset Entities Inc. (incorporated by reference to Exhibit 3.1 to Registration Statement on Form S-1 filed on
September 2, 2022)
3.2
Bylaws
of Asset Entities Inc. (incorporated by reference to Exhibit 3.2 to Registration Statement on Form S-1 filed on September 2, 2022)
3.3
Certificate
of Designation of Series A Convertible Preferred Stock of Asset Entities Inc. filed with the Secretary of State of the State of Nevada
on May 24, 2024 (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed on May 24, 2024)
3.4
Certificate
of Amendment to Designation of Series A Convertible Preferred Stock of Asset Entities Inc. filed with the Secretary of State of the
State of Nevada on June 14, 2024 (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed on June 13, 2024)
3.5
Certificate
of Change of Asset Entities Inc. filed with the Secretary of State of the State of Nevada on June 27, 2024 (incorporated by reference
to Exhibit 3.1 to Current Report on Form 8-K filed on June 27, 2024)
4.1
Common
Stock Purchase Warrant issued to Michael R. Jacks, dated as of July 29, 2024 (incorporated by reference to Exhibit 4.8 to Registration
Statement on Form S-1 filed on August 9, 2024)
4.2
Warrant To Purchase Class B Common Stock issued to Boustead Securities, LLC, dated as of May 24, 2024 (incorporated by reference to Exhibit 4.1 to Current Report on Form 8-K filed on May 28, 2024)
10.1
Independent
Director Agreement between Asset Entities Inc. and David Reynolds, dated as of May 16, 2024 (incorporated by reference to Exhibit
10.1 to Current Report on Form 8-K filed on May 13, 2024)
10.2
Form
of Indemnification Agreement between Asset Entities Inc. and each officer or director (incorporated by reference to Exhibit 10.2
to Current Report on Form 8-K filed on May 13, 2024)
10.3
Form
of Securities Purchase Agreement, dated as of May 24, 2024 (incorporated
by reference to Exhibit 10.1 to Current Report on Form 8-K filed on May 24, 2024)
10.4
Form
of Registration Rights Agreement, dated as of May 24, 2024 (incorporated by reference to Exhibit 10.2 to Current Report on Form 8-K
filed on May 24, 2024)
10.5
Form
of First Amendment to Securities Purchase Agreement, dated as of June 13, 2024 (incorporated
by reference to Exhibit 10.1 to Current Report on Form 8-K filed on June 13, 2024)
10.6
Renewal
Service Agreement, dated as of June 9, 2024, between Asset Entities, LLC and Regus Management Group, LLC (incorporated by reference
to Exhibit 10.17 to Registration Statement on Form S-1 filed on August 9, 2024)
10.7
Renewal
Service Agreement, dated as of November 9, 2023, between Asset Entities, LLC and Regus Management Group, LLC (incorporated by reference
to Exhibit 10.18 to Registration Statement on Form S-1 filed on August 9, 2024)
10.8
Renewal
Service Agreement, dated as of October 10, 2023, between Asset Entities, LLC and Regus Management Group, LLC (incorporated by reference
to Exhibit 10.19 to Registration Statement on Form S-1 filed on August 9, 2024)
31.1*
Certifications of Principal Executive
Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certifications of Principal Financial
and Accounting Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certifications of Principal Executive
Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certifications of Principal Financial
and Accounting Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
Inline XBRL Instance Document
101.SCH*
Inline XBRL Taxonomy Extension Schema Document
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
Cover Page Interactive Data File (formatted as Inline XBRL and contained
in Exhibit 101)
* Filed herewith
** Furnished herewith
38
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
Date: August 14, 2024
ASSET ENTITIES INC.
/s/ Arshia Sarkhani
Name: Arshia Sarkhani
Title: Chief Executive Officer and President
(Principal Executive Officer)
/s/ Matthew Krueger
Name: Matthew Krueger
Title: Chief Financial Officer
(Principal Accounting and Financial Officer)
39
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.