19 unchanged sentences
Not applicable.
−Removed: TABLE OF CONTENTS
Directors, Executive Officers and Corporate Governance
3 unchanged sentences
Our Code of Business Conduct and Ethics satisfies the requirements for a “code of ethics” within the meaning of SEC rules.
−Removed: A copy of the Code of Business Conduct and Ethics is posted on our website at https:// runwaygrowth.com/wp-content/uploads/2017/03/GSV-GC-Fund-SOX-Code-of-Ethics.pdf.
+Added: A copy of the Code of Business Conduct and Ethics is posted on our website at https://runwaygrowth.com/wp-content/uploads/2020/02/Runway-Growth-Credit-Fund-SOX-Code-of-Business-Conduct-and-Ethics-March-2018.pdf.
We intend to disclose any changes in, or waivers from, the Code of Business Conduct and Ethics by posting such information on the same website or by filing a Form 8-K, in each case to the extent such disclosure is required by rules of the SEC or NASDAQ.
2 unchanged sentences
The 2021 Proxy Statement will be filed with the SEC within 120 days after the end of the fiscal period covered by this Form 10-K pursuant to Regulation 14A under the Exchange Act.
−Removed: Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
+Added: Item 12.Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Information in response to this item is incorporated by reference from our 2021 Proxy Statement.
6 unchanged sentences
The 2021 Proxy Statement will be filed with the SEC within 120 days after the end of the fiscal period covered by this Form 10-K pursuant to Regulation 14A under the Exchange Act.
−Removed: TABLE OF CONTENTS
Exhibits and Financial Statement Schedules
The following documents are filed or incorporated by reference as part of this annual report on Form 10-K:
−Removed: Financial Statements
+Added: (a)Financial Statements
(1) Financial Statements — Refer to Part II, Item 8 of this Form 10-K, which are incorporated herein by reference:
31 unchanged sentences
Bank National Association, as paying agent, the guarantors from time to time party thereto, and the lenders from time to time party thereto.(10)
−Removed: Document Custody Agreement, dated as of May 31, 2019, by and among the Company, KeyBank National Association, as administrative agent, and U.S.
−Removed: Bank National Association, as document custodian.
+Added: First Amendment to Credit Agreement, dated as of November 10, 2020, among the Company, as borrower;
+Added: the financial institutions party thereto as lenders;
+Added: KeyBank National Association, as administrative agent and lender;
+Added: CIBC Bank USA, as documentation agent and lender;
+Added: Bank National Association, as paying agent.(12)
+Added: Second Amendment to Credit Agreement, dated as of December 2, 2020, among the Company, as borrower;
+Added: the financial institutions party thereto as lenders;
+Added: KeyBank National Association, as administrative agent and lender;
+Added: CIBC Bank USA, as documentation agent and lender;
+Added: MUFG Union Bank, N.A., as co-documentation agent and lender;
+Added: Bank National Association, as paying agent.(13)
Computation of Per Share Earnings (Included in the notes to the financial statements contained in this report)*
15 unchanged sentences
Previously filed as an exhibit to the Registrant’s Annual Report on Form 10-K filed with the SEC on March 28, 2019.
−Removed: Previously filed as an exhibit to to the Registrant’s Current Report on Form 8-K filed with the SEC on June 6, 2019.
−Removed: TABLE OF CONTENTS
+Added: Previously filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the SEC on June 6, 2019.
+Added: (11) Previously filed as an exhibit to the Registrant’s Annual Report on Form 10-K filed with the SEC on March 20, 2020.
+Added: (12) Previously filed as an exhibit to the Registrant’s Quarterly Report on Form 10-Q filed with the SEC on November 12, 2020.
+Added: (13) Previously filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the SEC on December 4, 2020.
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
23 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.