Item 5. Other Information
ITEM
5. OTHER INFORMATION.
None.
26
ITEM
6. EXHIBITS
The
following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
No.
Description
of Exhibit
2.1
Agreement and Plan of Merger, dated as of March 1, 2021, among Vector Acquisition Corporation, Rocket Lab USA, Inc. and Prestige USA Merger Sub, Inc. (1)
3.1
Second Amended and Restated Memorandum and Articles of Association (2)
4.1
Specimen Unit Certificate. (3)
4.2
Specimen Class A Ordinary Share Certificate. (3)
4.3
Specimen Warrant Certificate. (3)
4.4
Warrant Agreement, dated as of September 24, 2020, between Continental Stock Transfer & Trust Company and Vector Acquisition Corporation. (2)
10.1
Sponsor Letter Agreement, dated as of March 1 , 2021, between Vector Acquisition Corporation and Vector Acquisition Partners, L.P. (1)
10.2
Form of Subscription Agreement. (1)
10.3
Form
of Transaction Support Agreement. (1)
31.1*
Certification
of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section
302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification
of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section
302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification
of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of
2002
32.2**
Certification
of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of
2002
101.INS*
XBRL Instance
Document
101.CAL*
XBRL Taxonomy
Extension Calculation Linkbase Document
101.SCH*
XBRL Taxonomy
Extension Schema Document
101.DEF*
XBRL Taxonomy
Extension Definition Linkbase Document
101.LAB*
XBRL Taxonomy
Extension Labels Linkbase Document
101.PRE*
XBRL Taxonomy
Extension Presentation Linkbase Document
*
Filed
herewith.
**
Furnished.
(1)
Incorporated
by reference to the Company’s Current Report on Form 8-K, filed with the SEC on March 1, 2021.
(2)
Incorporated
by reference to the Company’s Current Report on Form 8-K, filed with the SEC on September 30, 2020.
(3)
Incorporated
by reference to the Company’s Amendment No. 1 to Registration Statement on Form S-1, filed with the SEC on September 18, 2020.
27
SIGNATURES
Pursuant
to the requirements of Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
VECTOR ACQUISITION
CORPORATION
Date:
May 24, 2021
/s/
Alex Slusky
Name:
Alex Slusky
Title:
Chief
Executive Officer and Chairman
(Principal
Executive Officer)
Date:
May 24, 2021
/s/
David
Baylor
Name:
David
Baylor
Title:
Chief
Financial Officer
(Principal
Financial and Accounting Officer)
28
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.