Item 5. Other Information
ITEM 5. OTHER INFORMATION
Rule 10b5-1 Trading Arrangements
During the quarter ended June 30, 2025 , no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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ITEM 6. E XHIBITS
The following exhibits are attached hereto or are incorporated herein by reference.
Incorporated by Reference
Exhibit
Number
Exhibit Description
Form
File No.
Exhibit
Filing Date
Filed Herewith
10.1
First Amendment to Securities Exchange Agreement dated as of April 25, 2025, by and among Arcadia Biosciences, Inc., Roosevelt Resources LP, and Elliot Roosevelt, Jr. and David A. Roosevelt, as Representatives of the Limited Partners
8-K
001-3783
2.1
05/02/2025
31.1
Principal Executive Officer’s Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
31.2
Principal Financial Officer’s Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
X
32.1(1)
Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
32.2(1)
Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101.INS
Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
X
101.SCH
Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents
X
104.1
Cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, formatted in inline XBRL (and contained in Exhibit 101)
X
(1) This certification is deemed not filed for purpose of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
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SIGNAT URES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Arcadia Biosciences, Inc.
August 14, 2025
By:
/s/ THOMAS J. SCHAEFER
Thomas J. Schaefer
President and Chief Executive Officer
August 14, 2025
By:
/s/ MARK KAWAKAMI
Mark Kawakami
Chief Financial Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.