OTHER INFORMATION
−Removed: During the quarter ended June 30, 2024, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the quarter ended September 30, 2024, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are attached hereto or are incorporated herein by reference.
2 unchanged sentences
Filed Herewith
−Removed: Asset Purchase Agreement
−Removed: Asset Purchase Agreement
−Removed: Promissory Note
−Removed: Security Agreement
−Removed: 2015 Omnibus Equity Incentive Plan and forms of agreement thereunder
+Added: Employment Letter and Severance and Change In Control Agreement for Thomas J.
+Added: Employment Letter and Severance and Change In Control Agreement for Mark Kawakami
Separation Agreement for Stanley Jacot, Jr.
5 unchanged sentences
Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents
−Removed: Cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in inline XBRL (and contained in Exhibit 101)
+Added: Cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted in inline XBRL (and contained in Exhibit 101)
(1) This certification is deemed not filed for purpose of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
+ Represents a compensatory plan or arrangement.
−Removed: ** Non-material schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
−Removed: The Registrant hereby undertakes to furnish supplementally copies of any of the omitted schedules and exhibits upon request by the SEC.
−Removed: + Certain marked information has been omitted from this exhibit because it is both not material and would be competitively harmful if publicly disclosed.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Arcadia Biosciences, Inc.
−Removed: August 13, 2024
+Added: November 12, 2024
/s/ THOMAS J.
President and Chief Executive Officer
−Removed: August 13, 2024
+Added: November 12, 2024
/s/ MARK KAWAKAMI
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.