5 unchanged sentences
Description Form Exhibit Filing Date
−Removed: 10.1 Credit Agreement, dated August 21, 2023 among B.
−Removed: Riley Financial, Inc., Br Financial Holdings, LLC, Nomura Corporate Funding Americas, LLC, and Computershare Trust Company, N.A
+Added: 10.1* Amendment No.
+Added: 1 to Nomura Credit Agreement, dated October 6, 2023
+Added: 10.2* Amendment No.
+Added: 2 to Nomura Credit Agreement, dated March 26, 2024
+Added: 10.3* First Amendment to Third Amended and Restated Wells Fargo Credit Agreement, dated March 28, 2024
+Added: 10.4* Fifth Amendment to Banc of California Credit agreement, dated March 15, 2024
+Added: 10.5* Sixth Amendment to Banc of California Credit Agreement, dated April 9, 2024
+Added: 10.6 Guaranty, dated January 18, 2024, among B.
+Added: Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc.
+Added: and Axos Bank
8-K 10.1 1/22/24
21 unchanged sentences
Riley Financial, Inc.
−Removed: November 9, 2023
/s/ PHILLIP J.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.