5 unchanged sentences
Description Form Exhibit Filing Date
−Removed: 10.1# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Bryant R.
−Removed: 8-K 10.1 4/14/2023
−Removed: 10.2# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Thomas J.
−Removed: 8-K 10.2 4/14/2023
−Removed: 10.3# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Phillip J.
−Removed: 8-K 10.3 4/14/2023
−Removed: 10.4# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Alan N.
−Removed: 8-K 10.4 4/14/2023
−Removed: 10.5# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Andrew Moore
−Removed: 8-K 10.5 4/14/2023
−Removed: 10.6# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Kenneth M.
−Removed: 8-K 10.6 4/14/2023
−Removed: 10.7 Equity Commitment Letter, dated as of May 10, 2023, by and between B.
−Removed: Riley Financial, Inc., Freedom VCM, Inc.
−Removed: and Freedom VCM Holdings, LLC.
−Removed: 8-K 10.1 5/11/2023
−Removed: 10.8 Limited Guarantee, dated of May 10, 2023, by and between B.
−Removed: Riley Financial, Inc.
−Removed: and Franchise Group, Inc.
+Added: 10.1 Credit Agreement, dated August 21, 2023 among B.
+Added: Riley Financial, Inc., Br Financial Holdings, LLC, Nomura Corporate Funding Americas, LLC, and Computershare Trust Company, N.A
8-K 10.1 8/25/2023
21 unchanged sentences
Riley Financial, Inc.
−Removed: August 9, 2023
+Added: November 9, 2023
/s/ PHILLIP J.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.