4 unchanged sentences
Description Form Exhibit Filing Date
+Added: 10.1# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Bryant R.
+Added: 8-K 10.1 4/14/2023
+Added: 10.2# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Thomas J.
+Added: 8-K 10.2 4/14/2023
+Added: 10.3# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Phillip J.
+Added: 8-K 10.3 4/14/2023
+Added: 10.4# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Alan N.
+Added: 8-K 10.4 4/14/2023
+Added: 10.5# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Andrew Moore
+Added: 8-K 10.5 4/14/2023
+Added: 10.6# Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Kenneth M.
+Added: 8-K 10.6 4/14/2023
31.1* Certification of Co-Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 promulgated under the Securities Exchange Act of 1934
20 unchanged sentences
Riley Financial, Inc.
−Removed: November 4, 2022
/s/ PHILLIP J.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.