Other Information.
−Removed: On July 27, 2021, the Compensation Committee (the
−Removed: “Committee”) of the Company’s Board of Directors approved an annual incentive cash compensation program for the Company’s
−Removed: named executive officers.
−Removed: Rather than continue to establish financial targets pursuant to the Company’s Management Bonus Plan which
−Removed: in preceding years provided annual cash bonuses based upon the achievement of certain annual EBITDA thresholds, the Committee elected,
−Removed: following consultation with its outside compensation advisors, to implement a discretionary bonus program based upon the Company’s
−Removed: performance and the individual executive’s contributions.
−Removed: The Committee has determined that a discretionary annual bonus for
−Removed: the named executive officers enables the Committee (i) to tailor compensation based upon individual performance, (ii) to consider long
−Removed: versus short term goals, (iii) to evaluate the Company’s overall financial performance (or a business unit or subsidiary performance,
−Removed: as the case may be), and (iv) to appraise the attainment of other Company objectives.
The exhibits filed as part
3 unchanged sentences
Incorporated by Reference
−Removed: Credit Agreement dated June 23, 2021, among B.
−Removed: Riley Financial, Inc., BR Financial Holdings, LLC, BR Advisory & Investments LLC, each of the lenders from time to time parties thereto, Nomura Corporate Funding Americas, LLC, and Wells Fargo Bank, N.A.
−Removed: Form of Restricted Stock Unit Award Agreement (Time-Vesting) under the B.
−Removed: Riley Financial, Inc.
−Removed: 2021 Stock Incentive Plan.
Certification of Co-Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 promulgated under the Securities Exchange Act of 1934
7 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension Schema Document
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: XBRL Taxonomy Extension Definition Linkbase Document
−Removed: Filed herewith.
−Removed: Furnished herewith.
−Removed: Management contract or compensatory plan or arrangement
+Added: Inline XBRL Instance Document .
+Added: Inline XBRL Taxonomy Extension Schema Document .
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document .
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document .
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document .
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+Added: contract or compensatory plan or arrangement
Pursuant to the
2 unchanged sentences
Riley Financial, Inc.
−Removed: July 30, 2021
−Removed: /s / PHILLIP J.
+Added: November 9, 2021
Chief Financial Officer and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.