Item 5. Other Information
Item 5. Other Information
During the three months ended March 31, 2026, no director or officer of the Company adopted , modified, or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
38
Item 6. Exhibits
Exhibit 10.1
President and CEO Offer Letter Agreement, dated February 18, 2026, between the Company and Susan Lintonsmith. (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed March 16, 2026.)
Exhibit 10.2
Letter Agreement for Chief Operating Officer, dated March 13, 2026, between the Company and Jim Lain. (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed March 16, 2026.)
Exhibit 31.1
President and Chief Executive Officer of Regis Corporation: Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Exhibit 31.2
Executive Vice President and Chief Financial Officer of Regis Corporation: Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Exhibit 32
Chief Executive Officer and Chief Financial Officer of Regis Corporation: Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
Exhibit 101 The following financial information from Regis Corporation's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026, formatted in Inline Xtensible Business Reporting Language (iXBRL) and filed electronically herewith: (i) the Condensed Consolidated Balance Sheets; (ii) the Condensed Consolidated Statements of Operations; (iii) the Condensed Consolidated Statements of Comprehensive Income; (iv) the Condensed Consolidated Statements of Shareholders' Equity; (v) the Condensed Consolidated Statements of Cash Flows; and (vi) the Notes to Condensed Consolidated Financial Statements.
Exhibit 104 The cover page from Regis Corporation's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026, formatted in iXBRL (included as Exhibit 101).
39
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: May 13, 2026 By: /s/ KERSTEN D. ZUPFER
Kersten D. Zupfer,
Executive Vice President and Chief Financial Officer
(Principal Accounting Officer)
40
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.