1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: The adoption or termination of
−Removed: contracts, instructions or written plans for the purchase and sale of the Company’s securities by our Section 16 officers and directors
−Removed: for the three months ended July 1, 2023, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under
−Removed: the Exchange Act (“Rule 10b5-1 Plan”), were as follows:
−Removed: Aggregate # of
+Added: During the three months ended
+Added: September 30, 2023, none of the Company’s Section 16 officers or directors adopted or terminated contracts, instructions, or written
+Added: plans for the purchase or sale of Company securities.
+Added: Due to an administrative oversight,
+Added: a plan for the purchase and sale of the Company’s securities which is intended to satisfy the affirmative defense conditions of
+Added: Rule 10b5-1(c) under the Exchange Act (“Rule 10b5-1 Plan”) was adopted during the three months ended July 1, 2023 by a Section
+Added: 16 officer of Company securities was not reported in the Form 10-Q filed with respect to such period.
+Added: The details of such Rule 10b5-1
+Added: Plan are as follows:
+Added: Name Title Action Date
+Added: Adopted Expiration
+Added: Date Aggregate # of
Securities to be
Purchased/Sold
−Removed: Vice President and General Counsel
−Removed: Adoption of Rule 10b5-1 Plan
−Removed: Vice President of Operations for Newport, Prescott and RPM Manufacturing
−Removed: Adoption of Rule 10b5-1 Plan
−Removed: Rosenthal (3)
−Removed: Adoption of Rule 10b5-1 Plan
−Removed: December 29, 2023
−Removed: Reid, Sr., an officer of the Company, entered into a Rule 10b5-1 Plan on May 16, 2023.
−Removed: Reid’s Rule 10b5-1 Plan
−Removed: provides for the potential sale of up to 10,000 shares of the Company’s common stock.
−Removed: The Rule 10b5-1 Plan expires on May 1, 2024,
−Removed: or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
−Removed: (2) Timothy M.
−Removed: Lowney, an officer of the Company, entered into a Rule 10b5-1 Plan on May 31, 2023.
−Removed: Lowney’s Rule 10b5-1 Plan
−Removed: provides for the potential sale of up to 2,604 shares of the Company’s common stock.
−Removed: The Rule 10b5-1 Plan expires on May 1, 2024,
−Removed: or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
−Removed: Rosenthal, a director of the Company, entered into a Rule 10b5-1 Plan on May 16, 2023.
−Removed: Rosenthal’s Rule 10b5-1 Plan
+Added: Wilson (1) Vice President of Operations for New Product Development, Product Engineering and Mayodan Manufacturing Adoption of Rule 10b5-1 Plan May 22, 2023 December 31, 2023 2,919
+Added: (1) Michael W.
+Added: Wilson, an officer of the Company, entered into a Rule 10b5-1 Plan on May 22, 2023.
+Added: Wilson’s Rule 10b5-1 Plan
provides for the potential sale of up to 2,919 shares of the Company’s common stock.
3 unchanged sentences
adopted or terminated a “non-Rule 10b5-1 trading arrangement” as defined in Item 408 of Regulation S-K during the three months
−Removed: ended July 1, 2023.
+Added: ended September 30, 2023.
(a) Exhibits:
13 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: *Filed herewith
+Added: **Furnished herewith
STURM, RUGER & COMPANY, INC.
−Removed: FORM 10-Q FOR THE THREE MONTHS ENDED JULY 1, 2023
+Added: FORM 10-Q FOR THE THREE MONTHS ENDED SEPTEMBER 30,
Pursuant to the requirements of the Securities Exchange
1 unchanged sentence
STURM, RUGER & COMPANY, INC.
−Removed: August 2, 2023
+Added: November 1, 2023
Principal Financial Officer,
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.