Item 5. Other Information
ITEM 5 – OTHER INFORMATION
None.
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RGC RESOURCES, INC. AND SUBSIDIARIES
ITEM 6 – EXHIBITS
Number Description
10.1 Change in Control Agreement between RGC Resources, Inc. and Mr. Paul W. Nester effective May 1, 2020 (incorporated by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed on April 29, 2020)
10.2 Change in Control Agreement between RGC Resources, Inc. and Mr. Randall P. Burton, II effective May 1, 2020 (incorporated by reference to Exhibit 10.2 to the Registrant's Current Report on Form 8-K filed on April 29, 2020)
10.3 Change in Control Agreement between RGC Resources, Inc. and Mr. Robert L. Wells, II effective May 1, 2020 (incorporated by reference to Exhibit 10.3 to the Registrant's Current Report on Form 8-K filed on April 29, 2020)
10.4 Change in Control Agreement between RGC Resources, Inc. and Mr. Carl J. Shockley, Jr. effective May 1, 2020 (incorporated by reference to Exhibit 10.4 to the Registrant's Current Report on Form 8-K filed on April 29, 2020)
10.5 Change in Control Agreement between RGC Resources, Inc. and Mr. Lawrence T. Oliver effective May 1, 2020 (incorporated by reference to Exhibit 10.5 to the Registrant's Current Report on Form 8-K filed on April 29, 2020)
10.6 Amendment No. 1 to Natural Gas Asset Management Agreement between Roanoke Gas Company and Sequent Energy Management LP dated July 31, 2020
14 Revised Code of Ethics (incorporated by reference to Exhibit 14 to the Registrant's current Report on Form 8-K filed on April 29, 2020)
31.1 Rule 13a–14(a)/15d–14(a) Certification of Principal Executive Officer
31.2 Rule 13a–14(a)/15d–14(a) Certification of Principal Financial Officer
32.1* Section 1350 Certification of Principal Executive Officer
32.2* Section 1350 Certification of Principal Financial Officer
101 The following materials from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, formatted in XBRL (eXtensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets at June 30, 2020 and September 30, 2019; (ii) Condensed Consolidated Statements of Income for the three months and nine months ended June 30, 2020 and 2019; (iii) Condensed Consolidated Statements of Comprehensive Income for the three months and nine months ended June 30, 2020 and 2019; (iv) Condensed Consolidated Statements of Changes in Stockholders' Equity for the three months and nine months ended June 30, 2020 and 2019; (v) Condensed Consolidated Statements of Cash Flows for the nine months ended June 30, 2020 and 2019; and (vi) Condensed Notes to Condensed Consolidated Financial Statements.
* These certifications are being furnished solely to accompany this quarterly report pursuant to 18 U.S.C. Section 1350, and are not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and are not to be incorporated by reference into any filing of the Registrant, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
40
RGC RESOURCES, INC. AND SUBSIDIARIES
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
RGC Resources, Inc.
Date: August 5, 2020 By: /s/ Randall P. Burton, II
Randall P. Burton, II
Vice President, Secretary, Treasurer and CFO
(Principal Financial Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.