Item 5. Other Information
Item 5. Other Information
During the three and six months ended December 29, 2024, no director or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408(a) of Regulation S-K.
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Item 6. Exhibits
1.
The financial statements filed as part of this report are listed in the Index to Consolidated Financial Statements and Supplementary Data appearing on page F-1 of this report on Form 10-K.
2.
Any financial statement schedule filed as part of this report is listed in the Index to Consolidated Financial Statements and Supplementary Data appearing on page F-1 of this report on Form 10-K.
3.
Exhibits:
3.1
Amended
and Restated Articles of Incorporation of Rave Restaurant Group, Inc.
(incorporated by reference to Exhibit 3.1 to the registrant’s Current Report
on Form 8-K filed January 8, 2015).
3.2
Amended
and Restated Bylaws of Rave Restaurant Group, Inc. (incorporated by reference
to Exhibit 3.2 to the registrant’s Current Report on Form 8-K filed January
8, 2015).
10.1
2015
Long Term Incentive Plan of the Company (filed as Exhibit 10.1 to Form 8-K
filed November 20, 2014 and incorporated herein by reference).*
10.2
Form of
Stock Option Grant Agreement under the Company’s 2015 Long Term Incentive
Plan (filed as Exhibit 10.2 to Form 8-K filed November 20, 2014 and
incorporated herein by reference).*
10.3
Form of
Restricted Stock Unit Award Agreement under the Company’s 2015 Long-Term
Incentive Plan (filed as Exhibit 10.3 to Form 10-K/A filed on September 30,
2019 and incorporated herein by reference).*
10.4
Lease
Agreement dated November 1, 2016, between A&H Properties Partnership and
Rave Restaurant Group, Inc. (filed as Exhibit 10.4 to Form 10-K for the year
ended June 30, 2019 and incorporated herein by reference).*
10.5
First
Amendment to Lease and Expansion dated July 1, 2017, between A&H
Properties Partnership and Rave Restaurant Group, Inc. (filed as Exhibit 10.5
to Form 10-K for the year ended June 30, 2019 and incorporated herein by
reference).*
10.6
Second
Amendment to Lease Agreement effective June 1, 2020, between A&H
Properties Partnership and Rave Restaurant Group, Inc. (filed as Exhibit
10.6 to Form 10-K for the fiscal year ended June 27, 2021 and incorporated
herein by reference).
10.7
Letter
agreement dated October 18, 2019, between Rave Restaurant Group, Inc. and
Brandon Solano (filed as Exhibit 10.1 to Form 8-K filed October 21, 2019 and
incorporated herein by reference).*
10.8
Letter
agreement dated March 25, 2024, between Rave Restaurant Group, Inc. and Jay
Rooney (filed as Exhibit 10.1 to Form 8-K filed March 26, 2024 and
incorporated herein by reference).*
31.1
Rule
13a-14(a)/15d-14(a) Certification of Principal Executive Officer.
31.2
Rule
13a-14(a)/15d-14(a) Certification of Principal Financial Officer.
32.1
Section
1350 Certification of Principal Executive Officer.
32.2
Section
1350 Certification of Principal Financial Officer.
101
Interactive
data files pursuant to Rule 405 of Regulation S-T.
104
Cover
Page Interactive Data File (formatted as Inline XBRL).
*Management contract or compensatory plan or agreement.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
RAVE RESTAURANT GROUP, INC.
(Registrant)
By:
/s/ Brandon L. Solano
Brandon L. Solano
Chief Executive Officer
(principal executive officer)
By:
/s/ Jay D. Rooney
Jay D. Rooney
Chief Financial Officer
(principal financial officer)
Dated: February 6, 2025
27
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.