Other Information
−Removed: During the three months ended March 31, 2025, each of the following officers adopted a “ Rule 10b5-1 trading arrangement ” (as defined in Item 408(a) of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and our policies on insider trading:
−Removed: Date Adop ted (1)
+Added: During the three months ended June 30, 2025, the following adopted a “ Rule 10b5-1 trading arrangement ” (as defined in Item 408(a) of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and our policies on insider trading:
+Added: Date Adopted (1)
Aggregate Number of Ordinary Shares to be Purchased or Sold Pursuant to Trading Arrangement
Expiration Date (2)
−Removed: Matthew Kapusta
−Removed: Chief Executive Officer
−Removed: January 28, 2025 (3)
+Added: Non-executive
June 16, 2025
−Removed: Christian Klemt
−Removed: Chief Financial Officer
−Removed: January 13, 2025
−Removed: December 31, 2026
+Added: June 16, 2027
(1) Date of adoption of this Rule 10b5-1 trading arrangement is in accordance with applicable SEC rules and regulations.
2 unchanged sentences
The arrangement also provides for automatic expiration in the event of bankruptcy, insolvency, death or mental incapacity of the adopting person.
−Removed: (3) Sales under the 10b5-1 trading arrangement referred to in the table above for Mr.
−Removed: Kapusta will begin no earlier than (i) August 26, 2025 or (ii) the completion of all sales under Mr.
−Removed: Kapusta’s 10b5-1 trading arrangement dated August 12, 2024 (the terms of which are disclosed in our Quarterly Report on Form 10-Q for the period ended September 30, 2024).
−Removed: Other than those disclosed above, none of our directors or officers adopted , modified , or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” in each case as defined in Item 408 of Regulation S-K, during the three months ended March 31, 2025.
+Added: Other than those disclosed above, none of our directors or officers adopted , modified , or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” in each case as defined in Item 408 of Regulation S-K, during the three months ended June 30, 2025.
See the Exhibit Index immediately preceding the signature page to this Quarterly Report on Form 10-Q for a list of exhibits filed or furnished with this report, which Exhibit Index is incorporated herein by reference.
EXHIBIT INDEX
−Removed: Amendment to the Employment Agreement between uniQure, Inc.
−Removed: and Matthew Kapusta, dated April 15, 2025 .
−Removed: Amended and Restated uniQure N.V.
−Removed: Employee Stock Purchase Plan, effective as of April 15, 2025.
+Added: Amended and Restated 2014 Share Incentive Plan of uniQure N.V.
+Added: (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (File No.
+Added: 001-36294) filed with the SEC on June 13, 2025).
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities and Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 .
−Removed: The following financial information from our Quarterly Report on Form 10-Q for the period ended March 31, 2025, filed with the Securities and Exchange Commission on May 9, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”):
+Added: The following financial information from our Quarterly Report on Form 10-Q for the period ended June 30, 2025, filed with the Securities and Exchange Commission on July 29, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”):
(i) Consolidated Balance Sheets;
3 unchanged sentences
and (v) Notes to Consolidated Financial Statements (tagged as blocks of text).
−Removed: The cover page from our Quarterly Report on Form 10-Q for the period ended March 31, 2025, filed with the Securities and Exchange Commission on May 9, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”)
+Added: The cover page from our Quarterly Report on Form 10-Q for the period ended June 30, 2025, filed with the Securities and Exchange Commission on July 29, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”).
* Filed herewith.
10 unchanged sentences
(Principal Financial and Accounting Officer)
+Added: July 29, 2025
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.