There have been no material changes to the previously disclosed risk factors discussed in Part 1 “Part I, Item 1A, Risk Factors” in our Annual Report on Form 10-K for the year ended March 31, 2021.
−Removed: You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our unaudited condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
+Added: You should consider carefully these factors, together with all of the other information in this Quarterly Report on Form 10-Q, including our
+Added: unaudited condensed consolidated financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q, before making an investment decision.
The exhibits required to be filed or furnished as part of this Quarterly Report are listed below.
2 unchanged sentences
Number Exhibit Description Form Filing Date Exhibit Filed or Furnished Herewith
−Removed: 2.1 Stock Purchase Agreement between Quantum Corporation and the securityholders of Square Box Systems Limited, a company incorporated in England and Wales, dated December 12, 2020.
−Removed: 8-K 12/14/2020 2.1
−Removed: 4.1 Registration Rights Agreement between Quantum Corporation and the securityholders of Square Box Systems Limited, a company incorporated in England and Wales, dated December 12, 2020.
−Removed: 8-K 12/14/2020 4.1
−Removed: Sales Agreement, dated November 25, 2020 by and between Quantum Corporation and B.
−Removed: Riley Securities, Inc.
−Removed: 8-K 11/25/2020 10.1
−Removed: 10.2 Amendment No.
−Removed: 5 to Term Loan Credit and Security Agreement, dated as of December 10, 2020, among the Company, Quantum LTO Holdings, LLC, and the lenders party thereto.
−Removed: 8-K 12/14/2020 10.1
−Removed: 10.3 Fourth Amendment to Amended and Restated Revolving Credit and Security Agreement, dated as of December 10, 2020, among the Company, Quantum LTO Holdings, LLC, the lenders party thereto, and PNC Bank, National Association, as administrative agent for such lenders.
+Added: 2.1 Purchase Agreement dated July 18, 2021 by and between PV3 (an ABC) LLC, a Delaware limited liability company as assignee for the benefit of Pivot3, Inc., a Delaware corporation, and Quantum Corporation.*
8-K 7/22/2021 2.1
−Removed: 10.4 Quantum Corporation Severance Benefit Plan and Summary Plan Description dated January 29, 2018
−Removed: 10.5 Quantum Employee Release of Claims dated November 4, 2020
−Removed: 23.1 Consent of Armanino LLP, independent registered public accounting firm.
−Removed: S-3 11/25/2020 23.1
31.1 Certification of the Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002
6 unchanged sentences
104 Cover page interactive data file, submitted using inline XBRL (contained in Exhibit 101) X
+Added: * Schedules and attachments to the Purchase Agreement have been omitted pursuant to Item 601(b)(2) of Regulation S-K.
+Added: The registrant hereby undertakes to furnish supplemental copies of any of the omitted schedules and attachments upon request by the Securities and Exchange Commission.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Quantum Corporation
−Removed: January 27, 2021 /s/ J.
+Added: August 9, 2021 /s/ James J.
+Added: (Date) James J.
+Added: President, Chief Executive Officer and Chairman of the Board
+Added: (Principal Executive Officer)
+Added: August 9, 2021 /s/ J.
Michael Dodson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.