Postal Realty Trust, Inc. 10-Q

Item 5. Other Information On May 14, 2021, we delivered to D.A. Davidson & Co. (“D.A. Davidson”) notice of termination of the open market sale agreement dated December 14, 2020, by and among us, the Operating Partnership and D.A. Davidson (the “D.A. Davidson Agreement”), which termination became effective May 14, 2021. For details regarding the D.A. Davidson Agreement, see “Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations — Overview — ATM Program and Follow-on Offering.” We have decided to terminate the D.A. Davidson Agreement because we do not intend to utilize this agreement to raise additional capital. We did not incur any termination penalties as a result of such termination. As of May 14, 2021, we did not sell any shares of our Class A common stock pursuant to the D.A. Davidson Agreement. Item 6. Exhibits Exhibit Exhibit Description 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* 32.2 Certification of Chief Financial Officer furnished pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* 101.INS INSTANCE DOCUMENT** 101.SCH SCHEMA DOCUMENT** 101.CAL CALCULATION LINKBASE DOCUMENT** 101.LAB LABELS LINKBASE DOCUMENT** 101.PRE PRESENTATION LINKBASE DOCUMENT** 101.DEF DEFINITION LINKBASE DOCUMENT** * Exhibits filed with this report. ** Submitted electronically herewith. Attached as Exhibit 101 to this report are the following documents formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Balance Sheets; (ii) Consolidated Statements of Operations; (iii) Consolidated Statements of Equity; (iv) Consolidated Statements of Cash Flows; and (v) Notes to Consolidated Financial Statements. 32 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. POSTAL REALTY TRUST, INC. Date: May 14, 2021 By: /s/ Andrew Spodek Andrew Spodek Chief Executive Officer (Principal Executive Officer) Date: May 14, 2021 By: /s/ Robert Klein Robert Klein Chief Financial Officer (Principal Financial Officer) 33