2 unchanged sentences
for public mass events.
−Removed: The virus has interrupted that revenue stream and it is uncertain when the situation will get back to
−Removed: The Company’s work force has been reduced to a handful of employees who have continued to provide services while,
−Removed: at times, receiving only a portion of their salaries.
−Removed: In recognition of this fact, the Company’s board of directors repriced
−Removed: options that had been previously authorized (including those grants of 1/23/19 and 4/4/20) to $0.25 per share.
−Removed: Options previously
−Removed: granted to board members (including those grants of 9/5/18, 9/12/19 and 4/4/20, as well as the preferred conversion price for
−Removed: the conversion of all of the existing debt held by Mr.
+Added: The virus has interrupted that revenue stream and it is uncertain when the situation will get back to normal.
+Added: The Company’s work force has been reduced to a handful of employees who have continued to provide services while, at times, receiving
+Added: only a portion of their salaries.
+Added: In recognition of this fact, the Company’s board of directors repriced options that had been
+Added: previously authorized (including those grants of 1/23/19 and 4/4/20) to $0.25 per share.
+Added: Options previously granted to board members
+Added: (including those grants of 9/5/18, 9/12/19 and 4/4/20, as well as the preferred conversion price for the conversion of all of the existing
+Added: debt held by Mr.
Kessler and Mr.
−Removed: Maatta into preferred stock, for which preferred shares
−Removed: have or will be issued) were like wise priced at $0.25 per share.
+Added: Maatta into preferred stock, for which preferred shares have or will be issued) were like wise priced
+Added: at $0.25 per share.
March 1, 2021, we issued shares of our Series A Preferred Stock as follows:
3 unchanged sentences
Maatta under his Separation Agreement;
−Removed: 22,500 shares to Bristol Capital, LLC in satisfaction
−Removed: of $225,000 due and owing to Bristol Capital, LLC for additional consulting services rendered and to be rendered by Mr.
−Removed: from July 1, 2020 through April 1, 2021;
+Added: 22,500 shares to Bristol Capital, LLC in satisfaction of $225,000
+Added: due and owing to Bristol Capital, LLC for additional consulting services rendered and to be rendered by Mr.
+Added: Kessler from July 1, 2020
+Added: through April 1, 2021;
8,300 shares to Scott D.
−Removed: Kaufman, our Chief Executive Officer, in satisfaction of $83,333
−Removed: of compensation payable to Mr.
+Added: Kaufman, our Chief Executive Officer, in satisfaction of $83,333 of compensation payable
Kaufman under his Employment Agreement through April 1, 2021;
and 4,000 shares to Heidi C.
−Removed: our Chief Financial Officer, in satisfaction of $40,000 of compensation payable to Ms.
−Removed: Bowman under her Employment Agreement through
−Removed: April 1, 2021.
−Removed: Each share of our Series A Preferred Stock is convertible into a number of shares of our Common Stock determined
−Removed: by dividing the aggregate stated value for the Series A Preferred Stock being converted (initially $10.00 per share, subject to
−Removed: adjustment as set forth in the currently effective Series A Certificate of Designation) by the then-applicable conversion price
−Removed: (initially $0.25 per share, subject to adjustment as set forth in the currently effective Series A Certificate of Designation).
−Removed: We issued the foregoing securities in reliance on the exemption from registration provided under Section 4(a)(2) of the Securities
+Added: Bowman, our Chief Financial Officer,
+Added: in satisfaction of $40,000 of compensation payable to Ms.
+Added: Bowman under her Employment Agreement through April 1, 2021.
+Added: Each share of
+Added: our Series A Preferred Stock is convertible into a number of shares of our Common Stock determined by dividing the aggregate stated value
+Added: for the Series A Preferred Stock being converted (initially $10.00 per share, subject to adjustment as set forth in the currently effective
+Added: Series A Certificate of Designation) by the then-applicable conversion price (initially $0.25 per share, subject to adjustment as set
+Added: forth in the currently effective Series A Certificate of Designation).
+Added: We issued the foregoing securities in reliance on the exemption
+Added: from registration provided under Section 4(a)(2) of the Securities Act.
March 1, 2021, we issued warrants to purchase shares of Common Stock to our advisors and consultants as follows:
−Removed: to purchase 100,000 shares vesting 50% per year over two years from and after March 1, 2021, with an exercise price of $0.50 per
−Removed: share and a term of five years;
−Removed: and two warrants to purchase 100,000 shares vesting 50% per year over two years from and after
−Removed: March 1, 2021, with an exercise price of $1.00 per share and a term of five years.
−Removed: We issued the foregoing securities in reliance
−Removed: on the exemption from registration provided under Section 4(a)(2) of the Securities Act.
−Removed: March 29, 2021, we consummated the transactions contemplated by the securities purchase agreement with Leviston Resources LLC,
−Removed: pursuant to which, we issued in a private placement:
−Removed: (i) 5,000 shares of Series B Preferred Stock, convertible at the Series B
−Removed: Conversion Price, subject to conversion price floor of $1.00;
−Removed: and (ii) a warrant to acquire 5,000 shares of the Series B Preferred
−Removed: Stock at an exercise price of $1,000 per share of Series B Preferred Stock, which became exercisable immediately upon issuance
−Removed: and which expires on March 26, 2023;
−Removed: and (iii) a warrant to acquire 5,000 shares of the Series B Preferred Stock at an exercise
−Removed: price of $1,000 per share of Series B Preferred Stock, which became exercisable immediately upon issuance and which expires on
−Removed: March 26, 2024.
−Removed: Pursuant to the terms of the 2021 Warrants, the Series B Preferred Stock issuable upon exercise of the 2021 Warrants
−Removed: are automatically convertible into shares of Common Stock at the Series B Conversion Price.
−Removed: These securities were issued and sold
−Removed: in reliance upon the exemption from registration contained in Section 4(a)(2) of the Securities Act and Regulation D promulgated
−Removed: Amended and Restated Certificate of Incorporation**
−Removed: of Amendment to the Amended and Restated Certificate of Incorporation**
+Added: two warrants to purchase
+Added: 100,000 shares vesting 50% per year over two years from and after March 1, 2021, with an exercise price of $0.50 per share and a term
+Added: of five years;
+Added: and two warrants to purchase 100,000 shares vesting 50% per year over two years from and after March 1, 2021, with an
+Added: exercise price of $1.00 per share and a term of five years.
+Added: We issued the foregoing securities in reliance on the exemption from registration
+Added: provided under Section 4(a)(2) of the Securities Act.
+Added: March 29, 2021, we consummated the transactions contemplated by the securities purchase agreement with Leviston Resources LLC, pursuant
+Added: to which, we issued in a private placement:
+Added: (i) 5,000 shares of Series B Preferred Stock, convertible at the Series B Conversion Price,
+Added: subject to conversion price floor of $1.00;
+Added: and (ii) a warrant to acquire 5,000 shares of the Series B Preferred Stock at an exercise
+Added: price of $1,000 per share of Series B Preferred Stock, which became exercisable immediately upon issuance and which expires on March
+Added: and (iii) a warrant to acquire 5,000 shares of the Series B Preferred Stock at an exercise price of $1,000 per share of Series
+Added: B Preferred Stock, which became exercisable immediately upon issuance and which expires on March 26, 2024.
+Added: Pursuant to the terms of the
+Added: 2021 Warrants, the Series B Preferred Stock issuable upon exercise of the 2021 Warrants are automatically convertible into shares of
+Added: Common Stock at the Series B Conversion Price.
+Added: These securities were issued and sold in reliance upon the exemption from registration
+Added: contained in Section 4(a)(2) of the Securities Act and Regulation D promulgated thereunder.
+Added: Amended and Restated Certificate of Incorporation (Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on August 14, 2020.)
+Added: Certificate of Amendment to the Amended and Restated Certificate of Incorporation (Incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed on August 14, 2020.)
+Added: Certificate of Amendment to the Amended and Restated Certificate of Incorporation (Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on July 15, 2021.)
Certificate of Designation and Restatement of Rights, Preferences and Restrictions of Series A Preferred Stock.
+Added: (Incorporated by reference to Exhibit 3.3 to the Registrant’s Current Report on Form 8-K filed on August 14, 2020.)
Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock, filed with the Secretary of State of the State of Delaware on March 29, 2021.
−Removed: (Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
+Added: (Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
Employment Agreement dated as of March 1, 2021 but effective as of November 24, 2020, by and between Wizard Brands, Inc.
−Removed: (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on March 3, 2021.)++
+Added: (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on March 3, 2021.)++
Employment Agreement dated as of March 1, 2021 but effective as of November 24, 2020, by and between Wizard Brands, Inc.
−Removed: (Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on March 3, 2021.)++
+Added: (Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on March 3, 2021.)++
Separation Agreement entered into as of February 20, 2021 between Wizard Brands, Inc.
−Removed: (Incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed on March 3, 2021.)
+Added: (Incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed on March 3, 2021.)
Securities Purchase Agreement dated March 26, 2021, between Wizard Brands, Inc.
and Leviston Resources LLC.
−Removed: (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
+Added: (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
Registration Rights Agreement dated March 26, 2021, between Wizard Brands, Inc.
and Leviston Resources LLC.
−Removed: (Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
+Added: (Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
Series B Preferred Stock Purchase Warrant (Series 1) issued to Leviston Resources LLC.
−Removed: (Incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
+Added: (Incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
Series B Preferred Stock Purchase Warrant (Series 2) issued to Leviston Resources LLC.
−Removed: (Incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
+Added: (Incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K filed on April 2, 2021.)
+Added: Amendment No.
+Added: 1 to Securities Purchase Agreement dated March 26, 2021, between Creek Road Miners, Inc.
+Added: and Leviston Resources LLC.
+Added: Amendment No.
+Added: 1 to Registration Rights Agreement dated March 26, 2021, between Creek Road Miners, Inc.
+Added: and Leviston Resources LLC.
+Added: Amendment No.
+Added: 1 to Series B Preferred Stock Purchase Warrant (Series 1) issued to Leviston Resources LLC.
+Added: Amendment No.
+Added: 1 to Series B Preferred Stock Purchase Warrant (Series 2) issued to Leviston Resources LLC.
+Added: Amended and Restated Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock.*
Certification by the Principal Executive Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).
11 unchanged sentences
Filed herewith.
−Removed: ** Filed on August 14, 2020, as an
−Removed: exhibit to the Company’s quarterly report on Form 10-Q.
−Removed: ++ Indicates management contract or compensatory
−Removed: to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report
−Removed: to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: ENTERTAINMENT, INC.
+Added: Indicates management contract or compensatory plan.
+Added: to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
+Added: on its behalf by the undersigned, thereunto duly authorized.
+Added: ROAD MINERS, INC.
+Added: August 13, 2021
Executive Officer and President
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.