Item 4. Controls and Procedures
Item 4. Controls and Procedures.
Management’s Evaluation of Disclosure Controls and Procedures
Our Chief Executive Officer and our Chief Financial
Officer evaluated the effectiveness of our disclosure controls and procedures as of the end of the period covered by this Quarterly Report
on Form 10-Q. Based on this evaluation, our Chief Executive Officer and our Chief Financial Officer have concluded that our disclosure
controls and procedures, including internal control over financial reporting, were effective as of December 31, 2022, to ensure the information
we are required to disclose in reports that we file or submit under the Securities Exchange Act of 1934, as amended (i) is recorded, processed,
summarized, and reported within the time periods specified in Securities and Exchange Commission rules and forms, and (ii) is accumulated
and communicated to our management, including our Chief Executive Officer and our Chief Financial Officer, as appropriate to allow timely
decisions regarding required disclosure. Our disclosure controls and procedures are intended to be designed to provide reasonable assurance
that such information is accumulated and communicated to our management. Based on this evaluation, our management concluded that our internal
control over financial reporting was effective as of December 31, 2022.
Changes in Internal Control over Financial
Reporting
There was no change in our internal control over
financial reporting that occurred during the quarter of our fiscal year covered by this Quarterly Report on Form 10-Q that has materially
affected, or is reasonably likely to materially affect, our internal control over financial reporting.
Beginning on January 7, 2023, the Company hired E. Kevin Dahill as
its Interim Chief Financial Officer. January 6, 2023 was Daniel Habhegger’s last day as a full-time employee of the Company.
Mr. Habhegger was Chief Financial Officer of the Company from December 2, 2019 through January 6, 2023. Mr. Habhegger has taken a position
with another company but has agreed to continue on a part-time basis with the Company through February 14, 2023, retaining responsibility
as the Company’s principal accounting officer and principal financial officer through that date. Further information about
this transition in roles is set forth in the Company’s report on Form 8-K filed on January 5, 2023.
18
PART II. OTHER INFORMATION
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.