What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2020-11-10 compared with 2020-08-12 · 19 added, 21 removed, 17 unchanged (70% of the section changed)

2 unchanged sentences

that the Court of Chancery of the State of Delaware is the exclusive forum for the following types of actions or proceedings:

derivative action or proceeding brought on behalf of the Company, any action asserting a claim of breach of a fiduciary duty owed

by any director, officer or other employee of the Company to the Company or the Company’s stockholders, any action asserting

a claim against the Company arising pursuant to any provision of the Delaware General Corporation Law or the Company’s certificate

of incorporation or bylaws, or any action asserting a claim against the Company governed by the internal affairs doctrine.

the fact that our certificate of incorporation provides for this exclusive forum provision to be applicable to the fullest extent

permitted by applicable law, Section 27 of the Securities and Exchange Act of 1934, as amended (the “

Exchange Act ”),

creates exclusive federal jurisdiction over all suits brought to enforce any duty or liability created by the Exchange Act or the

rules and regulations thereunder and Section 22 of the Securities Act of 1933, as amended (the “

Securities Act ”),

creates concurrent jurisdiction for federal and state courts over all suits brought to enforce any duty or liability created by

the Securities Act or the rules and regulations thereunder.

As a result, this provision of our certificate of incorporation would

not apply to claims brought to enforce a duty or liability created by the Securities Act, Exchange Act, or any other claim for

which the federal courts have exclusive jurisdiction.

any derivative action or proceeding brought on behalf of the Company, any action asserting a claim of breach of a fiduciary duty

owed by any director, officer or other employee of the Company to the Company or the Company’s stockholders, any action

asserting a claim against the Company arising pursuant to any provision of the Delaware General Corporation Law or the Company’s

certificate of incorporation or bylaws, or any action asserting a claim against the Company governed by the internal affairs doctrine.

Despite the fact that our certificate of incorporation provides for this exclusive forum provision to be applicable to the fullest

extent permitted by applicable law, Section 27 of the Securities and Exchange Act of 1934, as amended (the “

Act ”), creates exclusive federal jurisdiction over all suits brought to enforce any duty or liability created by the

Exchange Act or the rules and regulations thereunder and Section 22 of the Securities Act of 1933, as amended (the “

Act ”), creates concurrent jurisdiction for federal and state courts over all suits brought to enforce any duty or liability

created by the Securities Act or the rules and regulations thereunder.

As a result, this provision of our certificate of incorporation

would not apply to claims brought to enforce a duty or liability created by the Securities Act, Exchange Act, or any other claim

for which the federal courts have exclusive jurisdiction.

EXHIBIT INDEX

3 unchanged sentences

The following financial information from the Quarterly Report on Form 10-Q of Phio Pharmaceuticals Corp.

for the quarter ended June 30, 2020, formatted in XBRL (eXtensible Business Reporting Language):

(1) Condensed Consolidated Balance Sheets as of June 30, 2020 and December 31, 2019;

(2) Condensed Consolidated Statements of Operations for the Three and Six Months Ended June 30, 2020 and 2019;

for the quarter ended September 30, 2020, formatted in XBRL (eXtensible Business Reporting Language):

(1) Condensed Consolidated Balance Sheets as of September 30, 2020 and December 31, 2019;

(2) Condensed Consolidated Statements of Operations for the Three and Nine Months Ended September 30, 2020 and 2019;

(3) Condensed Consolidated Statements of Stockholders’

Equity for the Three and Six Months Ended June 30, 2020 and 2019;

(4) Condensed Consolidated Statements of Cash Flows for the Six Months Ended June 30, 2020 and 2019;

Equity for the Three and Nine Months Ended September 30, 2020 and 2019;

(4) Condensed Consolidated Statements of Cash Flows for the Nine Months Ended September 30, 2020 and 2019;

and (5) Notes to Condensed Consolidated Financial Statements (Unaudited).*

6 unchanged sentences

President and Chief Executive Officer

August 12, 2020

November 10, 2020

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information