OTHER INFORMATION
−Removed: On September 30, 2021, the Company delivered a notice of termination without cause to Seth Van Voorhees and removed him
−Removed: from his position as the Company’s Chief Financial Officer, principal financial officer and principal accounting officer.
−Removed: The Company and Mr.
−Removed: Van Voorhees are continuing to discuss the terms of Mr.
−Removed: Van Voorhees separation from the Company.
EXHIBIT INDEX
Exhibit Description
−Removed: Executive Employment Agreement, dated October 4, 2021, by and between PDS Biotechnology Corporation and Matthew Hill (filed as
−Removed: Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 6, 2021, and incorporated by reference herein).
−Removed: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934,
−Removed: as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934,
−Removed: as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Third Amended and Restated Bylaws of PDS Biotechnology Corporation (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K
+Added: filed on March 15, 2022, and incorporated by reference herein).
+Added: PDS Biotechnology Corporation Change of Control Severance Plan effective as of March 14, 2022 (filed as Exhibit 10.21 to the
+Added: Company’s Annual Report on Form 10-K filed on March 31, 2022, and incorporated herein by reference).
+Added: Amended and Restated Executive Employment Agreement by and between Frank K.
+Added: Bedu-Addo and PDS Biotechnology Corporation, effective as
+Added: of March 14, 2022 (filed as Exhibit 10.22 to the Company’s Annual Report on Form 10-K filed on March 31, 2022, and incorporated herein by reference).
+Added: Executive Employment Agreement by and between Gregory Conn, Ph.D.
+Added: and PDS Biotechnology Corporation, effective as of March 14, 2022
+Added: (filed as Exhibit 10.23 to the Company’s Annual Report on Form 10-K filed on March 31, 2022, and incorporated herein by reference).
+Added: Executive Employment Agreement by and between Matthew Hill and PDS Biotechnology Corporation, effective as of March 14, 2022 (filed
+Added: as Exhibit 10.24 to the Company’s Annual Report on Form 10-K filed on March 31, 2022, and incorporated herein by reference).
+Added: Executive Employment Agreement by and between Lauren V.
+Added: and PDS Biotechnology Corporation, effective as of March 14, 2022
+Added: (filed as Exhibit 10.25 to the Company’s Annual Report on Form 10-K filed on March 31, 2022, and incorporated herein by reference).
+Added: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as
+Added: adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as
+Added: adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Certification of Principal Executive Officer Pursuant to 18 U.S.C.
4 unchanged sentences
Sarbanes-Oxley Act of 2002 (furnished herewith).
−Removed: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded
−Removed: within the Inline XBRL document)
−Removed: Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
Filed herewith (unless otherwise noted as being furnished herewith)
+Added: Indicates management contract or compensatory plan.
Certain portions of the Exhibit have been redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
1 unchanged sentence
PDS Biotechnology Corporation
−Removed: November 10, 2021
/s/ Frank Bedu-Addo
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 10, 2021
/s/ Matthew Hill
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.