UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
−Removed: Loan Agreement dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed November 12, 2020).
−Removed: Term Note dated November 6, 2020 made by PDEX Franklin LLC in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.2 to the Companys Form 8-K filed November 12, 2020).
−Removed: Deed of Trust with Assignment of Leases and Rents, Security Agreement and Fixture Filing dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.3 to the Companys Form 8-K filed November 12, 2020).
−Removed: Assignment of Leases and Rents dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.4 to the Companys Form 8-K filed November 12, 2020).
−Removed: Amended and Restated Credit Agreement dated November 6, 2020 by and between Pro-Dex, Inc.
−Removed: and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.5 to the Companys Form 8-K filed November 12, 2020).
−Removed: Amended and Restated Term Note A dated November 6, 2020 made by Pro-Dex, Inc.
−Removed: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.6 to the Companys Form 8-K filed November 12, 2020).
−Removed: Term Note B dated November 6, 2020 made by Pro-Dex, Inc.
−Removed: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.7 to the Companys Form 8-K filed November 12, 2020).
−Removed: Amended and Restated Revolving Credit Agreement dated November 6, 2020 made by Pro-Dex, Inc.
−Removed: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.8 to the Companys Form 8-K filed November 12, 2020).
−Removed: Form of Stock Option Agreement for Directors and Employees of Pro-Dex, Inc.
−Removed: 2016 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 11, 2020).
−Removed: At the Market Offering dated December 31, 2020, by and between Pro-Dex, Inc.
−Removed: and Ascendiant Capital Markets, LLC (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 31, 2020).
+Added: Repurchases by us of our common stock during the quarter ended March 31, 2021, were as follows:
+Added: Total Number of Shares Purchased
+Added: Average Price Paid per Share
+Added: Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs
+Added: Maximum Number of Shares that May Yet Be Purchased Under the Plans or Programs
+Added: January 1, 2021 to January 31, 2021
+Added: February 1, 2021 to February 28, 2021
+Added: March 1, 2021 to March 31, 2021
+Added: All repurchases were made pursuant to our previously announced repurchase programs.
Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
10 unchanged sentences
PRO-DEX, INC.
−Removed: February 4, 2021
/s/ Richard L.
1 unchanged sentence
(principal executive officer)
−Removed: February 4, 2021
/s/ Alisha K.
2 unchanged sentences
EXHIBIT INDEX
−Removed: Loan Agreement dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed November 12, 2020).
−Removed: Term Note dated November 6, 2020 made by PDEX Franklin LLC in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.2 to the Companys Form 8-K filed November 12, 2020).
−Removed: Deed of Trust with Assignment of Leases and Rents, Security Agreement and Fixture Filing dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.3 to the Companys Form 8-K filed November 12, 2020).
−Removed: Assignment of Leases and Rents dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.4 to the Companys Form 8-K filed November 12, 2020).
−Removed: Amended and Restated Credit Agreement dated November 6, 2020 by and between Pro-Dex, Inc.
−Removed: and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.5 to the Companys Form 8-K filed November 12, 2020).
−Removed: Amended and Restated Term Note A dated November 6, 2020 made by Pro-Dex, Inc.
−Removed: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.6 to the Companys Form 8-K filed November 12, 2020).
−Removed: Term Note B dated November 6, 2020 made by Pro-Dex, Inc.
−Removed: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.7 to the Companys Form 8-K filed November 12, 2020).
−Removed: Amended and Restated Revolving Credit Agreement dated November 6, 2020 made by Pro-Dex, Inc.
−Removed: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.8 to the Companys Form 8-K filed November 12, 2020).
−Removed: Form of Stock Option Agreement for Directors and Employees of Pro-Dex, Inc.
−Removed: 2016 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 11, 2020).
−Removed: At the Market Offering dated December 31, 2020, by and between Pro-Dex, Inc.
−Removed: and Ascendiant Capital Markets, LLC (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 31, 2020).
Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
9 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.