UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
−Removed: Standard Offer, Agreement and Escrow Instructions for Purchase of Real Estate dated September 1, 2020 by and between Pro-Dex, Inc.
−Removed: and 14401 Franklin, LLC (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed September 8, 2020).
+Added: Loan Agreement dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed November 12, 2020).
+Added: Term Note dated November 6, 2020 made by PDEX Franklin LLC in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.2 to the Companys Form 8-K filed November 12, 2020).
+Added: Deed of Trust with Assignment of Leases and Rents, Security Agreement and Fixture Filing dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.3 to the Companys Form 8-K filed November 12, 2020).
+Added: Assignment of Leases and Rents dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.4 to the Companys Form 8-K filed November 12, 2020).
+Added: Amended and Restated Credit Agreement dated November 6, 2020 by and between Pro-Dex, Inc.
+Added: and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.5 to the Companys Form 8-K filed November 12, 2020).
+Added: Amended and Restated Term Note A dated November 6, 2020 made by Pro-Dex, Inc.
+Added: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.6 to the Companys Form 8-K filed November 12, 2020).
+Added: Term Note B dated November 6, 2020 made by Pro-Dex, Inc.
+Added: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.7 to the Companys Form 8-K filed November 12, 2020).
+Added: Amended and Restated Revolving Credit Agreement dated November 6, 2020 made by Pro-Dex, Inc.
+Added: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.8 to the Companys Form 8-K filed November 12, 2020).
+Added: Form of Stock Option Agreement for Directors and Employees of Pro-Dex, Inc.
+Added: 2016 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 11, 2020).
+Added: At the Market Offering dated December 31, 2020, by and between Pro-Dex, Inc.
+Added: and Ascendiant Capital Markets, LLC (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 31, 2020).
Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
10 unchanged sentences
PRO-DEX, INC.
−Removed: November 5, 2020
+Added: February 4, 2021
/s/ Richard L.
1 unchanged sentence
(principal executive officer)
−Removed: November 5, 2020
+Added: February 4, 2021
/s/ Alisha K.
2 unchanged sentences
EXHIBIT INDEX
+Added: Loan Agreement dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed November 12, 2020).
+Added: Term Note dated November 6, 2020 made by PDEX Franklin LLC in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.2 to the Companys Form 8-K filed November 12, 2020).
+Added: Deed of Trust with Assignment of Leases and Rents, Security Agreement and Fixture Filing dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.3 to the Companys Form 8-K filed November 12, 2020).
+Added: Assignment of Leases and Rents dated November 6, 2020 by and between PDEX Franklin LLC and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.4 to the Companys Form 8-K filed November 12, 2020).
+Added: Amended and Restated Credit Agreement dated November 6, 2020 by and between Pro-Dex, Inc.
+Added: and Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.5 to the Companys Form 8-K filed November 12, 2020).
+Added: Amended and Restated Term Note A dated November 6, 2020 made by Pro-Dex, Inc.
+Added: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.6 to the Companys Form 8-K filed November 12, 2020).
+Added: Term Note B dated November 6, 2020 made by Pro-Dex, Inc.
+Added: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.7 to the Companys Form 8-K filed November 12, 2020).
+Added: Amended and Restated Revolving Credit Agreement dated November 6, 2020 made by Pro-Dex, Inc.
+Added: in favor of Minnesota Bank & Trust (incorporated herein by reference to Exhibit 10.8 to the Companys Form 8-K filed November 12, 2020).
+Added: Form of Stock Option Agreement for Directors and Employees of Pro-Dex, Inc.
+Added: 2016 Equity Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 11, 2020).
+Added: At the Market Offering dated December 31, 2020, by and between Pro-Dex, Inc.
+Added: and Ascendiant Capital Markets, LLC (incorporated herein by reference to Exhibit 10.1 to the Companys Form 8-K filed December 31, 2020).
Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
9 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.