OTHER INFORMATION
+Added: Trading Arrangements and Policies
+Added: On November 12, 2025 ,
+Added: our Chief Executive Officer , Richard Van Kirk , adopted a “Rule 10b5-1 trading arrangement” as such term is defined in Item
+Added: 408(a) of Regulations S-K.
+Added: This trading arrangement is intended to satisfy the Rule 10b5-1 affirmative defense.
+Added: This trading arrangement
+Added: commences on February 11, 2026, terminates on November 4, 2027, unless earlier terminated in accordance with its terms, and covers the
+Added: disposition of up to 20,000 shares of our common stock.
+Added: The remaining terms of the trading arrangement are confidential.
+Added: adopted for diversification of the individual’s portfolio and not for any other purpose.
+Added: No additional directors or officers informed
+Added: us of the adoption , modification or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading
+Added: arrangement,” as those terms are defined in Item 408 of Regulation S-K.
Exhibit Description
14 unchanged sentences
PRO-DEX, INC.
−Removed: October 30, 2025
+Added: January 29, 2026
/s/ Richard L.
1 unchanged sentence
(principal executive officer)
+Added: January 29, 2026
/s/ Alisha K.
Chief Financial Officer
−Removed: (principal financial officer and principal accounting officer)
+Added: (principal financial officer and principal
+Added: accounting officer)
+Added: Exhibit Description
+Added: 31.1 Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 31.2 Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 32 Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C.
+Added: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: 101.INS XBRL Instance Document
+Added: 101.SCH XBRL Taxonomy Extension Schema Document
+Added: 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document
+Added: 101.DEF XBRL Taxonomy Extension Definition
+Added: 101.LAB XBRL Taxonomy Extension Label Linkbase Document
+Added: 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document
+Added: 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.