Palo Alto Networks Inc 10-Q

Item 5. Other Information Trading Plans of Directors and Executive Officers Set forth below is certain information regarding Rule 10b5-1 trading plans adopted or terminated by our directors and officers (as defined in Rule 16a-1(f)) during the second quarter of fiscal 2024. The Rule 10b5-1 trading plans listed below are each intended to satisfy the affirmative defense of Rule 10b5-1(c). Name Title Date Plan Was Adopted Date Plan was Terminated Expiration Date Total Amount of Common Stock to be Sold Under the Plan Nikesh Arora Chief Executive Officer June 8, 2023 December 13, 2023 Not applicable 2,000,000 John Donovan Director October 8, 2023 Not applicable December 31, 2025 or when all shares have been sold 126,312 Lee Klarich Executive Vice President, Chief Product Officer November 22, 2023 Not applicable January 18, 2025 or when all shares have been sold 920,000 Joshua Paul Senior Vice President, Chief Accounting Officer December 7, 2023 Not applicable December 3, 2024 or when all shares have been sold 2,600 No other officers or directors, as defined in Rule 16a-1(f), adopted , modified, and/or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the second quarter of fiscal 2024. - 61 - T able of Contents Item 6. Exhibits Exhibit Number Exhibit Description Incorporated by Reference Form File No. Exhibit Filing Date 10.1 2021 Equity Incentive Plan, as amended and restated on December 12, 2023. 8-K 001-35594 10.1 December 14, 2023 10.2 Form of 2021 Equity Incentive Plan Global Stock Option Award Agreement. S-8 333-276424 99.2 January 8, 2024 10.3 Form of 2021 Equity Incentive Plan Global Restricted Stock Unit Award Agreement. S-8 333-276424 99.3 January 8, 2024 31.1 Certification of the Chief Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002. 31.2 Certification of the Chief Financial Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002. 32.1 † Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 † Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101 The following financial information from Palo Alto Networks, Inc.’s Quarterly Report on Form 10-Q for the three months ended January 31, 2024 formatted in Inline XBRL includes: (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Comprehensive Income (Loss), (iv) Condensed Consolidated Statements of Stockholders’ Equity, (v) Condensed Consolidated Statements of Cash Flows, and (vi) Notes to the Condensed Consolidated Financial Statements. 104 Cover Page Interactive Data File—(formatted as Inline XBRL and contained in Exhibit 101). † The certifications attached as Exhibit 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Palo Alto Networks, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing. - 62 - T able of Contents Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: February 20, 2024 PALO ALTO NETWORKS, INC. By: /s/ DIPAK GOLECHHA Dipak Golechha Chief Financial Officer (Duly Authorized Officer and Principal Financial Officer) Date: February 20, 2024 PALO ALTO NETWORKS, INC. By: /s/ JOSH PAUL Josh Paul Chief Accounting Officer (Duly Authorized Officer and Principal Accounting Officer) - 63 -