1 unchanged sentence
During the period covered by this Quarterly Report on Form 10-Q, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Amended and Restated Certificate of Incorporation of Oppenheimer Holdings Inc.
+Added: (previously filed as Exhibit 3.1 to the Company's Current Report on Form 8-K filed on May 5, 2026, and incorporated herein by reference)
+Added: Settlement Term Sheet, dated April 24, 2026, by and among Oppenheimer & Co.
+Added: and the plaintiff class in Liberty Capital Group v.
+Added: Oppenheimer Holdings Inc.
+Added: 25-cv-04822-JSR (S.D.N.Y.) (previously filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed on April 24, 2026, and incorporated herein by reference
Certification of Robert S.
3 unchanged sentences
Interactive data files pursuant to Rule 405 of Regulation S-T (unaudited):
−Removed: (i) the Condensed Consolidated Balance Sheets as of March 31, 2026 and December 31, 2025, (ii) the Condensed Consolidated Income Statements for the three months ended March 31, 2026 and 2025, (iii) the Condensed Consolidated Statements of Comprehensive Income for the three months ended March 31, 2026 and 2025, (iv) the Condensed Consolidated Statements of Changes in Stockholders' Equity and Non-controlling Interests for the three months ended March 31, 2026 and 2025, (v) the Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2026 and 2025, and (vi) the notes to the Condensed Consolidated Financial Statements.
+Added: (i) the Condensed Consolidated Balance Sheets as of June 30, 2026 and December 31, 2025, (ii) the Condensed Consolidated Income Statements for the Three and Six Months Ended June 30, 2026 and 2025, (iii) the Condensed Consolidated Statements of Comprehensive Income for the Three and Six Months Ended June 30, 2026 and 2025, (iv) the Condensed Consolidated Statements of Changes in Stockholders' Equity and Noncontrolling Interests for the Three and Six Months Ended June 30, 2026 and 2025, (v) the Condensed Consolidated Statements of Cash Flows for the Six Months Ended June 30, 2026 and 2025, and (vi) the Notes to the Condensed Consolidated Financial Statements.
104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
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OPPENHEIMER HOLDINGS INC.
−Removed: Signed at New York, New York, this 1st day of May, 2026
+Added: Signed at New York, New York, this 31st day of July, 2026
/s/ Robert S.
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.