45 unchanged sentences
Exhibit Filing Date Filed Herewith
−Removed: Seventh Amendment to Indenture by and between Oportun RF, LLC and Wilmington Trust, National Association, dated as of February 29, 2024.
−Removed: 001-39050 10.17-8 3/15/2024
−Removed: Eighth Amendment to Indenture by and between Oportun RF, LLC and Wilmington Trust, National Association, dated as of March 8, 2024.
−Removed: 001-39050 10.1 3/14/2024
−Removed: Amendment No.
−Removed: 3 to Credit Agreement, dated as of March 12, 2024, by and among Oportun Financial Corporation, the Subsidiary Guarantors party thereto, Wilmington Trust, National Association, and the Lenders party thereto.
+Added: Letter Agreement, dated April 19, 2024, between Oportun Financial Corporation, Findell Capital Management LLC and certain other persons .
001-39050 10.1 4/22/2024
−Removed: Master Amendment to Transaction Documents by and between Oportun CCW Trust, Oportun CCW Depositor, LLC, Oportun, Inc., Wilmington Trust, National Association, and WebBank, dated as of January 31, 2024 .
−Removed: Ninth Amendment to Indenture by and between Oportun CCW Trust and Wilmington Trust, National Association, dated as of February 29 , 2024 .
−Removed: Tenth Amendment to Indenture by and between Oportun CCW Trust and Wilmington Trust, National Association, dated as of March 28, 2024 .
−Removed: Sixth Amendment to the Loan and Security Agreement by and among Oportun PLW Trust, Oportun PLW Depositor, LLC, Oportun, Inc., the Lenders thereto, and Wilmington Trust, National Association, dated as of February 29, 2024 .
−Removed: First Amendment to the Receivables Loan and Security Agreement, dated as of March 2 2 , 2024 , by and among Oportun CL Trust 2023-A, Oportun, Inc., and Oportun CL Depositor, LLC, Wilmington Trust, National Association and the Lenders party thereto .
−Removed: Indenture between Oportun Issuance Trust 202 4 - 1 and Wilmington Trust, National Association, dated as of February 13, 2024 .
+Added: Eleventh Amendment to Indenture by and between Oportun CCW Trust and Wilmington Trust, National Association, dated as of April 30 , 2024.
31.1 Rule 13a-14(a)/15d-14(a) Certifications of the Chief Executive Officer and Director of Oportun Financial Corporation
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104 Cover Page Interactive Data File in Inline XBRL format (Included in Exhibit 101).
−Removed: ** The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
−Removed: Certain portions of this exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K by means of marking such portions with asterisks because the Registrant has determined that the information is not material and would likely cause competitive harm to the Registrant if publicly disclosed.
* Certain portions of this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
The registrant agrees to furnish supplementally to the SEC a copy of any omitted schedule or exhibit upon request by the SEC.
+Added: ** The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document.
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OPORTUN FINANCIAL CORPORATION
−Removed: May 10, 2024 By:
+Added: August 9, 2024 By:
/s/ Jonathan Coblentz
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.