Item 5. Other Information
Item 5. Other Information.
None .
105
Table of Contents
Item 6. Exhibits.
Incorporated by Reference
Exhibit
Number
Description
Schedule
Form
File Number
Exhibit
Filing
Date
1.1
Sales Agreement between Olema Pharmaceuticals, Inc. and TD Securities (USA) LLC, dated January 6, 2025
S-3
333-284146
1.2
1/6/2025
3.1
Amended and Restated Certificate of Incorporation.
8‑K
001‑39712
3.1
11/23/2020
3.2
Amended and Restated Bylaws.
8‑K
001‑39712
3.1
12/16/2022
4.1
Form of Exchange Warrant
8-K
001-39712
4.1
1/10/2025
10.1*#
Olema Pharmaceuticals, Inc. Amended and Restated Non-Employee Director Compensation Policy
10.2#
Offer Letter by and between the Registrant and Shawnte Mitchell, dated January 7, 2025
10-K
001-39712
10.18
3/18/2025
31.1*
Certification of Chief Executive Officer Pursuant to Rules 13a‑14(a) and 15d‑14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification of Chief Financial Officer Pursuant to Rules 13a‑14(a) and 15d‑14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1*
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS
Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document
101.SCH
Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents
104
Cover page formatted as Inline XBRL and contained in Exhibit 101
* Filed herewith.
# Indicates management contract or compensatory plan or arrangement
The certifications attached as Exhibit 32.1 accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the Registrant for purposes of Section 18 of the Exchange Act, and are not to be incorporated by reference into any of the Registrant’s filings under the Securities Act, irrespective of any general incorporation language contained in any such filing.
106
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Olema Pharmaceuticals, Inc.
Date: May 13, 2025
By:
/s/ Sean Bohen, M.D., Ph.D.
Sean Bohen, M.D., Ph.D.
President and Chief Executive Officer
( Principal Executive Officer )
Date: May 13, 2025
By:
/s/ Shane Kovacs
Shane Kovacs
Chief Operating and Financial Officer
( Principal Financial Officer and Principal Accounting Officer )
107
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.