Item 5. Other Information
ITEM
5. OTHER INFORMATION.
None.
ITEM
6. EXHIBITS.
10.1
Sigma Labs, Inc. 2013 Equity Incentive Plan, as Amended (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed July 16, 2021 and incorporated herein by reference).*
10.2
Sigma Labs, Inc. 2021 Employee Stock Purchase Plan (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed July 16, 2021 and incorporated herein by reference).*
10.3
Employment letter agreement, effective as of
September 20, 2021, between Sigma Labs, Inc. and Jacob Brunsberg.* **
31.1
Rule 13a-14(a) Certification of Principal Executive Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.**
31.2
Rule 13a-14(a) Certification of Principal Financial Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.**
32.1
Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.***
101.INS
XBRL
Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are imbedded
within the Inline XBRL document.
101.SCH
Inline
XBRL Schema Document.
101.CAL
Inline
XBRL Calculation Linkbase Document.
101.DEF
Inline
XBRL Definition Linkbase Document.
101.LAB
Inline
XBRL Labels Linkbase Document.
101.PRE
Inline
XBRL Presentation Linkbase Document.
104
Cover
Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Indicates a management contract
or compensatory plan or arrangement.
**
Filed herewith.
***
Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
24
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
SIGMA
LABS, INC.
October
21, 2021
By:
/s/
Mark K Ruport
Mark
K. Ruport
President
and Chief Executive Officer (Principal Executive Officer)
October
21, 2021
By:
/s/
Frank Orzechowski
Frank
Orzechowski
Chief
Financial Officer and Treasurer (Principal Financial and Accounting Officer)
25
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.