OTHER INFORMATION.
−Removed: Underwriting Agreement, dated January 8, 2021, by and among Sigma Labs, Inc.
−Removed: Wainwright & Co., LLC, as the representative for the underwriters named therein (filed as Exhibit 1.1 to the Company’s Current Report on Form 8-K filed January 12, 2021, and incorporated herein by reference).
−Removed: Form of Underwriter Common Stock Purchase Warrant (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K filed January 12, 2021, and incorporated herein by reference).
−Removed: Form of Warrant to Purchase Common Stock (filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K filed January 12, 2021, and incorporated herein by reference).
−Removed: Form of Warrant to Purchase Common Stock (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K filed March 30, 2021, and incorporated herein by reference).
−Removed: Form of Placement Agent Warrant (filed as Exhibit 4.2 to the Company’s Current Report on Form 8-K filed March 30, 2021, and incorporated herein by reference).
−Removed: Form of Waiver (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed January 12, 2021, and incorporated herein by reference).
−Removed: Form of Securities Purchase Agreement (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed March 30, 2021, and incorporated herein by reference).
−Removed: Rule 13a-14(a) Certification of Principal Executive Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.**
−Removed: Rule 13a-14(a) Certification of Principal Financial Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.**
−Removed: Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.***
−Removed: Instance Document.
−Removed: Schema Document.
−Removed: Calculation Linkbase Document.
−Removed: Definition Linkbase Document.
−Removed: Labels Linkbase Document.
−Removed: Presentation Linkbase Document.
+Added: Certificate of Amendment to Amended and Restated Articles of Incorporation of the Company, as amended (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K filed May 25, 2021 and incorporated herein by reference).
+Added: Amended and Restated Employment Agreement, dated June 10, 2021, between Sigma Labs, Inc.
+Added: Ruport (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed June 15, 2021 and incorporated herein by reference).*
+Added: Sigma Labs, Inc.
+Added: 2013 Equity Incentive Plan, as Amended (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed July 16, 2021 and incorporated herein by reference).*
+Added: Sigma Labs, Inc.
+Added: 2021 Employee Stock Purchase Plan (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed July 16, 2021 and incorporated herein by reference).*
+Added: 13a-14(a) Certification of Principal Executive Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.**
+Added: 13a-14(a) Certification of Principal Financial Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.**
+Added: Certification
+Added: of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C.
+Added: Section 1350, as adopted pursuant to Section
+Added: 906 of the Sarbanes-Oxley Act of 2002.***
+Added: XBRL Instance Document – the instance document does not appear
+Added: in the Interactive Data File because its XBRL tags are imbedded within the Inline XBRL document.
+Added: Inline XBRL Schema Document.
+Added: Inline XBRL Calculation
+Added: Linkbase Document.
+Added: Inline XBRL Definition
+Added: Linkbase Document.
+Added: Inline XBRL Labels Linkbase
+Added: Inline XBRL Presentation
+Added: Linkbase Document.
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained
+Added: in Exhibit 101)
+Added: Indicates a management contract or compensatory plan or arrangement.
Filed herewith.
−Removed: Furnished herewith and not “filed”
−Removed: for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
+Added: Furnished herewith and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
+Added: Mark K Ruport
and Chief Executive Officer (Principal Executive Officer)
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.