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Item 5. Other Information

2025-05-07 compared with 2024-11-08 · 53 added, 58 removed, 20 unchanged (85% of the section changed)

Other Information

For the period covered by this Quarterly Report on Form 10-Q, no director or officer of the Company has entered into any (i) contract,

instruction or written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions

of Rule 10b5-1 (c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement.

Company has adopted insider trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities

by officers and directors of the Company that are reasonably designed to promote compliance with insider trading laws, rules and regulations.

following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

by this Quarterly Report on Form 10-Q, no director or officer of the Company has entered into any (i) contract, instruction or

written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions of Rule

10b5-1 (c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement.

The Company has adopted insider

trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities by officers and directors of

the Company that are reasonably designed to promote compliance with insider trading laws, rules and regulations.

The following exhibits are filed

as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

of Amendment and Restatement (1)

1 unchanged sentence

of Amendment (3)

Articles of Amendment (4)

of Amendment (4)

Amended and Restated Bylaws (4)

1 unchanged sentence

Bank National Association, as trustee (5)

Second Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National Association, as trustee(6)

Form of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National

Association, as trustee (6)

of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

of Securities (7)

Note Purchase Agreement, dated August 6, 2024, by and between the Registrant and the purchaser party thereto (8)

Certification

of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*

Certification

of Chief Financial Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*

Certification

of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

Certification

of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

Certification of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*

Certification of Chief Financial Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*

Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

Inline XBRL Instance Document

5 unchanged sentences

Cover Page Interactive Data File (embedded within the Inline XBRL

(1) Previously

filed in connection with Pre-Effective Amendment No.

2 to the Registrant’s Registration

Statement on Form N-2 (File No.

333-171578), filed on March 30, 2011, and incorporated by

reference herein.

(2) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on June 1, 2011, and incorporated by reference herein.

(3) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on August 1, 2019, and incorporated by reference herein.

(4) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on June 16, 2020, and incorporated by reference herein.

(5) Previously

filed in connection with the Registrant’s Registration Statement on Form N-2 (File

333-239681), filed on July 2, 2020, and incorporated by reference herein.

(6) Previously

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

filed on December 17, 2021, and incorporated by reference herein.

(7) Previously

filed in connection with the Registrant’s Annual Report on Form 10-K (File No.

(1) Previously filed in connection with Pre-Effective Amendment No.

2 to the Registrant’s Registration Statement on Form N-2 (File

333-171578), filed on March 30, 2011, and incorporated by reference herein.

(8) Previously filed in connection with the Registrant’s Quarterly

Report on Form 10-Q (File No.

814-00852) filed on August 8, 2024, and incorporated by reference herein.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned, thereunto duly authorized.

CAPITAL CORP.

President and Chief Executive Officer

Executive Officer)

(2) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852), filed on June 1, 2011,