6 unchanged sentences
following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:
−Removed: Articles of Amendment and Restatement (1)
−Removed: Articles of Amendment (2)
+Added: of Amendment and Restatement (1)
Articles of Amendment (2)
Articles of Amendment (3)
+Added: of Amendment (4)
Second Amended and Restated Bylaws (4)
−Removed: Base Indenture, dated March 28, 2018, by and between the Registrant and U.S.
+Added: Indenture, dated March 28, 2018, by and between the Registrant and U.S.
Bank National Association, as trustee (5)
3 unchanged sentences
Description of Securities (7)
−Removed: Amendment No.
−Removed: 2 to the Second Amended and Restated Employment Agreement between SuRo Capital Corp.
−Removed: and Mark Klein, dated May 29, 2025 (8)
−Removed: Amendment No.
−Removed: 3 to the Second Amended and Restated Employment Agreement between SuRo Capital Corp.
−Removed: and Allison Green, dated May 29, 2025 (8)
Certification of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*
2 unchanged sentences
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
+Added: (1) Previously
filed in connection with Pre-Effective Amendment No.
−Removed: 2 to the Registrant’s Registration Statement on Form N-2 (File No.
−Removed: filed on March 30, 2011, and incorporated by reference herein.
−Removed: Previously filed in connection
−Removed: with the Registrant’s Current Report on Form 8-K (File No.
−Removed: 814-00852), filed on June 1, 2011, and incorporated by reference
−Removed: Previously filed in connection
−Removed: with the Registrant’s Current Report on Form 8-K (File No.
−Removed: 814-00852) filed on August 1, 2019, and incorporated by reference
−Removed: Previously filed in connection
−Removed: with the Registrant’s Current Report on Form 8-K (File No.
−Removed: 814-00852) filed on June 16, 2020, and incorporated by reference
−Removed: Previously filed in connection
−Removed: with the Registrant’s Registration Statement on Form N-2 (File No.
−Removed: 333-239681), filed on July 2, 2020, and incorporated by
+Added: 2 to the Registrant’s Registration
+Added: Statement on Form N-2 (File No.
+Added: 333-171578), filed on March 30, 2011, and incorporated by
reference herein.
−Removed: Previously filed in connection
−Removed: with the Registrant’s Current Report on Form 8-K (File No.
−Removed: 814-00852) filed on December 17, 2021, and incorporated by reference
−Removed: Previously filed in connection
−Removed: with the Registrant’s Annual Report on Form 10-K (File No.
−Removed: 814-00852) filed on March 11, 2022, and incorporated by reference
−Removed: Previously filed in connection
−Removed: with the Registrant’s Current Report on Form 8-K (File No.
−Removed: 814-00852), filed on May 30, 2025, and incorporated by reference
−Removed: Filed herewith.
+Added: (2) Previously
+Added: filed in connection with the Registrant’s Current Report on Form 8-K (File No.
+Added: filed on June 1, 2011, and incorporated by reference herein.
+Added: (3) Previously
+Added: filed in connection with the Registrant’s Current Report on Form 8-K (File No.
+Added: filed on August 1, 2019, and incorporated by reference herein.
+Added: (4) Previously
+Added: filed in connection with the Registrant’s Current Report on Form 8-K (File No.
+Added: filed on June 16, 2020, and incorporated by reference herein.
+Added: (5) Previously
+Added: filed in connection with the Registrant’s Registration Statement on Form N-2 (File
+Added: 333-239681), filed on July 2, 2020, and incorporated by reference herein.
+Added: (6) Previously
+Added: filed in connection with the Registrant’s Current Report on Form 8-K (File No.
+Added: filed on December 17, 2021, and incorporated by reference herein.
+Added: (7) Previously
+Added: filed in connection with the Registrant’s Annual Report on Form 10-K (File No.
+Added: filed on March 11, 2022, and incorporated by reference herein.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
1 unchanged sentence
SURO CAPITAL CORP.
−Removed: August 7, 2025
−Removed: Chairman, President and Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: August 7, 2025
−Removed: Allison Green
+Added: President and Chief Executive Officer
+Added: Executive Officer)
Allison Green
−Removed: Chief Financial Officer, Chief Compliance Officer,
−Removed: Treasurer, and Corporate Secretary
−Removed: (Principal Financial and Accounting Officer)
+Added: Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary
+Added: Financial and Accounting Officer)
to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
−Removed: August 7, 2025
+Added: November 5, 2025
President and Chief Executive Officer
Executive Officer)
−Removed: August 7, 2025
Allison Green
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.