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Item 5. Other Information

2025-08-07 compared with 2025-05-07 · 58 added, 56 removed, 17 unchanged (87% of the section changed)

Other Information

by this Quarterly Report on Form 10-Q, no director or officer of the Company has entered into any (i) contract, instruction or

written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions of Rule

10b5-1 (c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement.

The Company has adopted insider

trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities by officers and directors of

the Company that are reasonably designed to promote compliance with insider trading laws, rules and regulations.

The following exhibits are filed

as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

of Amendment and Restatement (1)

of Amendment (2)

of Amendment (3)

of Amendment (4)

Amended and Restated Bylaws (4)

Indenture, dated March 28, 2018, by and between the Registrant and U.S.

For the period covered by this Quarterly Report on Form 10-Q, no director or officer of the Company has entered into any (i) contract,

instruction or written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions

of Rule 10b5-1 (c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement.

Company has adopted insider trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities

by officers and directors of the Company that are reasonably designed to promote compliance with insider trading laws, rules and regulations.

following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

Articles of Amendment and Restatement (1)

Articles of Amendment (2)

Articles of Amendment (3)

Articles of Amendment (4)

Second Amended and Restated Bylaws (4)

Base Indenture, dated March 28, 2018, by and between the Registrant and U.S.

Bank National Association, as trustee (5)

Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National

Association, as trustee (6)

of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

of Securities (7)

Second Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National Association, as trustee (6)

Form of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

Description of Securities (7)

Amendment No.

2 to the Second Amended and Restated Employment Agreement between SuRo Capital Corp.

and Mark Klein, dated May 29, 2025 (8)

Amendment No.

3 to the Second Amended and Restated Employment Agreement between SuRo Capital Corp.

and Allison Green, dated May 29, 2025 (8)

Certification of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*

2 unchanged sentences

Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

Inline XBRL Instance Document

Inline XBRL Schema Document

Inline XBRL Calculation Link base Document

Inline XBRL Definition Link base Document

Inline XBRL Label Link base Document

Inline XBRL Presentation Link base Document

Cover Page Interactive Data File (embedded within the Inline XBRL

(1) Previously filed in connection with Pre-Effective Amendment No.

2 to the Registrant’s Registration Statement on Form N-2 (File

filed in connection with Pre-Effective Amendment No.

2 to the Registrant’s Registration Statement on Form N-2 (File No.

filed on March 30, 2011, and incorporated by reference herein.

(2) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852), filed on June 1, 2011,

and incorporated by reference herein.

(3) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852) filed on August 1, 2019,

and incorporated by reference herein.

(4) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852) filed on June 16, 2020,

and incorporated by reference herein.

(5) Previously filed in connection with the Registrant’s Registration Statement on Form N-2 (File No.

333-239681), filed on July 2, 2020,

and incorporated by reference herein.

(6) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852) filed on December 17, 2021, and

incorporated by reference herein.

(7) Previously filed in connection with the Registrant’s Annual Report on Form 10-K (File No.

814-00852) filed on March 11, 2022,

and incorporated by reference herein.