2 unchanged sentences
or written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions of Rule
−Removed: 10b5-1(c) under the Exchange Act or (ii) any no n-Rule 10b5-1 trading arrangement .
+Added: 10b5-1 (c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement.
Company has adopted insider trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities
1 unchanged sentence
following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:
−Removed: Articles of Amendment and Restatement (1)
+Added: of Amendment and Restatement (1)
Articles of Amendment (2)
2 unchanged sentences
Second Amended and Restated Bylaws (4)
−Removed: Base Indenture, dated March 28, 2018, by and between the Registrant and U.S.
+Added: Indenture, dated March 28, 2018, by and between the Registrant and U.S.
Bank National Association, as trustee (5)
7 unchanged sentences
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
−Removed: (1) Previously
filed in connection with Pre-Effective Amendment No.
−Removed: 2 to the Registrant’s Registration
−Removed: Statement on Form N-2 (File No.
−Removed: 333-171578), filed on March 30, 2011, and incorporated by
−Removed: reference herein.
−Removed: (2) Previously
+Added: 2 to the Registrant’s Registration Statement on Form N-2 (File No.
+Added: filed on March 30, 2011, and incorporated by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on June 1, 2011, and incorporated by reference herein.
−Removed: (3) Previously
+Added: 814-00852), filed on June 1, 2011, and incorporated
+Added: by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on August 1, 2019, and incorporated by reference herein.
−Removed: (4) Previously
+Added: 814-00852) filed on August 1, 2019, and incorporated
+Added: by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on June 16, 2020, and incorporated by reference herein.
−Removed: (5) Previously
−Removed: filed in connection with the Registrant’s Registration Statement on Form N-2 (File
−Removed: 333-239681), filed on July 2, 2020, and incorporated by reference herein.
−Removed: (6) Previously
+Added: 814-00852) filed on June 16, 2020, and incorporated
+Added: by reference herein.
+Added: filed in connection with the Registrant’s Registration Statement on Form N-2 (File No.
+Added: 333-239681), filed on July 2, 2020,
+Added: and incorporated by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on December 17, 2021, and incorporated by reference herein.
−Removed: (7) Previously
+Added: 814-00852) filed on December 17, 2021, and incorporated
+Added: by reference herein.
filed in connection with the Registrant’s Annual Report on Form 10-K (File No.
−Removed: filed on March 11, 2022, and incorporated by reference herein.
+Added: 814-00852) filed on March 11, 2022, and incorporated
+Added: by reference herein.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
1 unchanged sentence
CAPITAL CORP.
−Removed: November 9, 2023
President and Chief Executive Officer
Executive Officer)
−Removed: November 9, 2023
Allison Green
1 unchanged sentence
Financial and Accounting Officer)
+Added: to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the
+Added: registrant and in the capacities and on the dates indicated.
+Added: President and Chief Executive Officer
+Added: Executive Officer)
+Added: Allison Green
+Added: Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary
+Added: Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.