What changed in this filing

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Item 5. Other Information

2023-08-09 compared with 2023-05-10 · 21 added, 31 removed, 36 unchanged (59% of the section changed)

Other Information

For the period covered

by this Quarterly Report on Form 10-Q, no director or officer of the Company has entered into any (i) contract, instruction or written

plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)

under the Exchange Act or (ii) any no n-Rule 10b5-1 trading arrangement.

The Company has adopted

insider trading policies and procedures governing the purchase, sale, and disposition of the Company’s securities by officers and directors

of the Company that are reasonably designed to promote compliance with insider trading laws, rules and regulations.

following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC:

of Amendment and Restatement (1)

of Amendment (2)

of Amendment (3)

of Amendment (4)

Amended and Restated Bylaws (4)

Indenture, dated March 28, 2018, by and between the Registrant and U.S.

Articles of Amendment and Restatement (1)

Articles of Amendment (2)

Articles of Amendment (3)

Articles of Amendment (4)

Second Amended and Restated Bylaws (4)

Base Indenture, dated March 28, 2018, by and between the Registrant and U.S.

Bank National Association, as trustee (5)

Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National

Association, as trustee (6)

of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

of Securities (7)

Second Supplemental Indenture, dated December 17, 2021, relating to the 6.00% Notes due 2026, by and between the Company and U.S.

Bank National Association, as trustee (6)

Form of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)

Description of Securities (7)

Custody Agreement, dated as of April 19, 2023, by and among the Company and Western Alliance Trust Company, N.A., as Custodian.

3 unchanged sentences

Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*

XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within

the Inline XBRL document.

XBRL Taxonomy Extension Schema Document

XBRL Taxonomy Calculation Linkbase Document

XBRL Taxonomy Extension Definition Linkbase Document

XBRL Taxonomy Labels Linkbase Document

XBRL Taxonomy Presentation Linkbase Document

Page Interactive Data File (embedded within the Inline XBRL document)

filed in connection with Pre-Effective Amendment No.

19 unchanged sentences

by reference herein.

Previously filed in connection with the Registrant’s Current Report

on Form 8-K (File No.

814-00852) filed on April 19, 2023, and incorporated by reference herein.

Filed herewith.

filed in connection with the Registrant’s Current Report on Form 8-K (File No.

814-00852) filed on April 19, 2023, and incorporated

by reference herein.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned, thereunto duly authorized.

CAPITAL CORP.

President and Chief Executive Officer

Executive Officer)

Allison Green

Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary

Financial and Accounting Officer)

to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the

registrant and in the capacities and on the dates indicated.

SURO CAPITAL CORP.

President and Chief Executive Officer

4 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information