12 unchanged sentences
of 6.00% Notes due 2026 (incorporated by reference to Exhibit 4.2) (6)
−Removed: Description of Securities (7)
−Removed: Agreement, dated October 28, 2022, by and among the Registrant and U.S.
−Removed: Bank Trust Company, National Association, as Custodian.
−Removed: Custody Agreement, dated October 28, 2022, by and among the Registrant and U.S.
−Removed: Bank National Association, as Document Custodian.
+Added: of Securities (7)
+Added: Custody Agreement, dated as of April 19, 2023, by and among the Company and Western Alliance Trust Company, N.A., as Custodian.
Certification of Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended*
2 unchanged sentences
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
−Removed: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within
+Added: XBRL Instance Document - the instance document does not appear in the Interactive Data File because XBRL tags are embedded within
the Inline XBRL document.
6 unchanged sentences
filed in connection with Pre-Effective Amendment No.
−Removed: 2 to the Registrant’s Registration
−Removed: Statement on Form N-2 (File No.
−Removed: 333-171578), filed on March 30, 2011, and incorporated by
−Removed: reference herein.
−Removed: (2) Previously
−Removed: filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on June 1, 2011, and incorporated by reference herein.
−Removed: (3) Previously
+Added: 2 to the Registrant’s Registration Statement on Form N-2 (File No.
+Added: filed on March 30, 2011, and incorporated by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on August 1, 2019, and incorporated by reference herein.
−Removed: (4) Previously
+Added: 814-00852), filed on June 1, 2011, and incorporated
+Added: by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on June 16, 2020, and incorporated by reference herein.
−Removed: (5) Previously
−Removed: filed in connection with the Registrant’s Registration Statement on Form N-2 (File
−Removed: 333-239681), filed on July 2, 2020, and incorporated by reference herein.
−Removed: (6) Previously
+Added: 814-00852) filed on August 1, 2019, and incorporated
+Added: by reference herein.
filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: filed on December 17, 2021, and incorporated by reference herein.
−Removed: (7) Previously filed in connection with the Registrant’s Annual Report on Form 10-K (File No.
−Removed: 814-00852) filed on March 11, 2022,
+Added: 814-00852) filed on June 16, 2020, and incorporated
+Added: by reference herein.
+Added: filed in connection with the Registrant’s Registration Statement on Form N-2 (File No.
+Added: 333-239681), filed on July 2, 2020,
and incorporated by reference herein.
−Removed: (8) Previously filed in connection with the Registrant’s Current Report on Form 8-K (File No.
−Removed: 814-00852) filed
−Removed: on November 1, 2022, and incorporated by reference herein.
+Added: filed in connection with the Registrant’s Current Report on Form 8-K (File No.
+Added: 814-00852) filed on December 17, 2021, and incorporated
+Added: by reference herein.
+Added: filed in connection with the Registrant’s Annual Report on Form 10-K (File No.
+Added: 814-00852) filed on March 11, 2022, and incorporated
+Added: by reference herein.
+Added: Previously filed in connection with the Registrant’s Current Report
+Added: on Form 8-K (File No.
+Added: 814-00852) filed on April 19, 2023, and incorporated by reference herein.
+Added: Filed herewith.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
−Removed: SURO CAPITAL CORP.
+Added: CAPITAL CORP.
President and Chief Executive Officer
3 unchanged sentences
Financial and Accounting Officer)
+Added: to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the
+Added: registrant and in the capacities and on the dates indicated.
+Added: President and Chief Executive Officer
+Added: Executive Officer)
+Added: Allison Green
+Added: Financial Officer, Chief Compliance Officer, Treasurer, and Corporate Secretary
+Added: Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.