1 unchanged sentence
Trading Arrangements and Policies
−Removed: the quarter ended June 30, 2025, no director or officer of the Company adopted or terminated any “Rule 10b5-1 trading arrangement”
+Added: the quarter ended September 30, 2025, no director or officer of the Company adopted or terminated any “Rule 10b5-1 trading arrangement”
or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
−Removed: Settlement Agreement and Mutual Release, dated May 15, 2025 (incorporated by reference to exhibit 10.1 to current report on Form 8-K, filed with the SEC on May 21, 2025)
−Removed: Form of Securities Purchase Agreement (incorporated by reference to exhibit 10.1 to current report on Form 8-K, filed with the SEC on May 22, 2025)
+Added: At The Market Offering Agreement, dated August 29, 2025, by and between Neuraxis, Inc.
+Added: and Craig-Hallum Capital Group LLC (incorporated by reference to exhibit 1.1 to current report on Form 8-K, filed with the SEC on September 2, 2025)
Termination Agreement, dated July 1, 2025, by and between Neuraxis, Inc.
2 unchanged sentences
2025 Employee Stock Purchase Plan (incorporated by reference to exhibit 10.2 to current report on Form 8-K, filed with the SEC on July 3, 2025)
−Removed: Certification
−Removed: pursuant to 18 U.S.C.
+Added: Certification pursuant to 18 U.S.C.
Section 1350 Section 302 of the Sarbanes-Oxley Act of 2002 - Chief Executive Officer
−Removed: Certification
−Removed: pursuant to 18 U.S.C.
+Added: Certification pursuant to 18 U.S.C.
Section 1350 Section 302 of the Sarbanes-Oxley Act of 2002 - Chief Financial Officer
−Removed: Certification
−Removed: pursuant to 18 U.S.C.
+Added: Certification pursuant to 18 U.S.C.
Section 1350 Section 906 of the Sarbanes-Oxley Act of 2002 - Chief Executive Officer
−Removed: Certification
−Removed: pursuant to 18 U.S.C.
+Added: Certification pursuant to 18 U.S.C.
Section 1350 Section 906 of the Sarbanes-Oxley Act of 2002 - Chief Financial Officer
10 unchanged sentences
the undersigned, thereunto duly authorized.
−Removed: August 12, 2025
+Added: November 10, 2025
Brian Carrico
1 unchanged sentence
Executive Officer)
−Removed: August 12, 2025
+Added: November 10, 2025
Timothy Henrichs
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.