OTHER INFORMATION.
−Removed: Certificate of Incorporation (incorporated by reference to exhibit 3.1 to Registration Statement on Form S-1, filed on January 10, 2023)
−Removed: of Amendment to Certificate of Incorporation (incorporated by reference to exhibit 3.2 to Registration Statement on Form S-1, filed
−Removed: on January 26, 2023)
−Removed: Bylaws (incorporated by reference to exhibit 3.3 to Registration Statement on Form S-1, filed on January 10, 2023)
−Removed: First Amendment to Executive Employment Agreement between Neuraxis, Inc.
−Removed: and Brian Carrico, dated as of May 4, 2023 (incorporated by reference to exhibit 10.13 to Registration Statement on Form S-1, filed on June 1, 2023)
−Removed: First Amendment to Executive Employment Agreement between Neuraxis, Inc.
−Removed: and Thomas Carrico, dated as of May 4, 2023 (incorporated by reference to exhibit 10.16 to Registration Statement on Form S-1, filed on June 1, 2023)
−Removed: First Amendment to Executive Employment Agreement between Neuraxis, Inc.
−Removed: and Dan Clarence, dated as of May 4, 2023 (incorporated by reference to exhibit 10.18 to Registration Statement on Form S-1, filed on June 1, 2023)
−Removed: First Amendment to Executive Employment Agreement between Neuraxis, Inc.
−Removed: and Christopher Robin Brown, dated as of May 4, 2023 (incorporated by reference to exhibit 10.20 to Registration Statement on Form S-1, filed on June 1, 2023)
−Removed: First Amendment to Executive Employment Agreement between Neuraxis, Inc.
−Removed: and Gary Peterson, dated as of May 4, 2023 (incorporated by reference to exhibit 10.22 to Registration Statement on Form S-1, filed on June 1, 2023)
+Added: the quarter ended September 30, 2023, no director or officer of the Company adopted or terminated any “Rule 10b5-1 trading arrangement”
+Added: or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Certification pursuant to 18 U.S.C.
17 unchanged sentences
the undersigned, thereunto duly authorized.
−Removed: September 22, 2023
+Added: November 20, 2023
Brian Carrico
1 unchanged sentence
Executive Officer)
−Removed: September 22, 2023
+Added: November 20, 2023
Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.