Item 5. Other Information
Item 5. Other Information
None.
27
Item 6. Exhibits
Exhibit No.
Document
3.1
Certificate
of Incorporation of NeuroOne Medical Technologies Corporation (incorporated by reference to Exhibit 3.4 on the Registrant’s
Current Report on Form 8-K filed on June, 29, 2017) .
3.2
Certificate
of Amendment to Amended and Restated Certificate of Incorporation of NeuroOne Medical Technologies Corporation (incorporated by reference
to Exhibit 3.1 on the Registrant’s Current Report on Form 8-K filed on March 31, 2021).
3.3
Bylaws
of NeuroOne Medical Technologies Corporation (incorporated by reference to Exhibit 3.5 on the Registrant’s Current Report on
Form 8-K filed on June 29, 2017) .
10.1+
NeuroOne
Medical Technologies Corporation 2021 Inducement Plan (incorporated by reference to Exhibit 4.1 on the Registrant’s Current
Report on Form 8-K filed on October 4, 2021).
10.2+
Form
of Stock Option Grant Notice, Option Agreement and Notice of Exercise under the NeuroOne Medical Technologies Corporation 2021 Inducement
Plan (incorporated by reference to Exhibit 4.2 on the Registrant’s Current Report on Form 8-K filed on October 4, 2021),
10.3
Underwriting
Agreement, dated as of October 13, 2021, between NeuroOne Medical Technologies Corporation and Craig-Hallum Capital Group LLC (incorporated
by reference to Exhibit 1.1 on the Registrant’s Current Report on Form 8-K filed on October 14, 2021).
31.1
Certification
of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2
Certification
of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1
Certification
of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2
Certification
of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS
Inline XBRL Instance Document
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
+
Indicates management contract
or compensatory plan.
28
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
Dated: February 14, 2022
NeuroOne Medical Technologies Corporation
By:
/s/
Dave Rosa
Dave Rosa
Chief Executive Officer
(Principal Executive Officer)
By:
/s/
Ronald McClurg
Ronald McClurg
Chief Financial Officer
(Principal Financial Officer)
29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.