New Mountain Finance Corp 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds We did not engage in unregistered sales of equity securities during the nine months ended September 30, 2021. Issuer Purchases of Equity Securities Dividend Reinvestment Plan During the nine months ended September 30, 2021, as part of our dividend reinvestment plan for our common stockholders, our dividend reinvestment plan administrator purchased 88,931 shares of our common stock for approximately $1.1 million in the open market in order to satisfy the reinvestment portion of our distribution. The following table outlines purchases by our dividend reinvestment plan administrator of our common stock for this purpose during the nine months ended September 30, 2021. (in thousands, except shares and per share data) Total Number of Weighted Average Price Total Number of Shares Purchased as Part of Publicly Announced Plans Maximum Number (or Approximate Dollar Value) of Shares that May Yet Be Purchased Under the Period Shares Purchased Paid Per Share or Programs Plans or Programs January 2021 — $ — — $ — February 2021 — — — — March 2021 — — — — April 2021 88,931 12.66 — — May 2021 — — — — June 2021 — — — — July 2021 — — — — August 2021 — — — — September 2021 — — — — Total 88,931 $ 12.66 — $ — Stock Repurchase Program On February 4, 2016, our board of directors authorized a program for the purpose of repurchasing up to $50.0 million worth of our common stock (the "Repurchase Program"). Under the Repurchase Program, we were permitted, but were not obligated to, repurchase our outstanding common stock in the open market from time to time, provided that we complied with our code of ethics and the guidelines specified in Rule 10b-18 of the Exchange Act, including certain price, market volume and timing constraints. In addition, any repurchases were conducted in accordance with the 1940 Act. On December 31, 2020, our board of directors extended our Repurchase Program and we expect the Repurchase Program to be in place until the earlier of December 31, 2021 or until $50.0 million of outstanding shares of common stock have been repurchased. We did not repurchase any shares of our common stock under the Repurchase Program during the nine months ended September 30, 2021. Item 3. Defaults Upon Senior Securities None. Item 4. Mine Safety Disclosures Not applicable.