OTHER INFORMATION
+Added: During the quarter ended June 30, 2023, no director or officer of the Company adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, each as defined in Item 408 of Regulation S-K.
The exhibits required by this item are set forth on the Exhibit Index attached hereto.
2 unchanged sentences
Exhibit Number Exhibit Description
+Added: Articles of Amendment of the Articles of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed May 19, 2023)
Certification of David L.
−Removed: Finkelstein, Chief Executive Officer and President (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C.
+Added: Finkelstein, Chief Executive Officer and Chief Investment Officer (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C.
Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Certification of David L.
−Removed: Finkelstein, Chief Executive Officer and President (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C.
+Added: Finkelstein, Chief Executive Officer and Chief Investment Officer (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C.
Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
3 unchanged sentences
The following documents are formatted in Inline XBRL:
−Removed: (i) Consolidated Statements of Financial Condition at March 31, 2023 (Unaudited) and December 31, 2022 (Derived from the audited Consolidated Statement of Financial Condition at December 31, 2022);
−Removed: (ii) Consolidated Statements of Comprehensive Income (Loss) (Unaudited) for the three months ended March 31, 2023 and 2022;
−Removed: (iii) Consolidated Statements of Stockholders’ Equity (Unaudited) for the three months ended March 31, 2023 and 2022;
−Removed: (iv) Consolidated Statements of Cash Flows (Unaudited) for the three months ended March 31, 2023 and 2022;
+Added: (i) Consolidated Statements of Financial Condition at June 30, 2023 (Unaudited) and December 31, 2022 (Derived from the audited Consolidated Statement of Financial Condition at December 31, 2022);
+Added: (ii) Consolidated Statements of Comprehensive Income (Loss) (Unaudited) for the three and six months ended June 30, 2023 and 2022;
+Added: (iii) Consolidated Statements of Stockholders’ Equity (Unaudited) for the three and six months ended June 30, 2023 and 2022;
+Added: (iv) Consolidated Statements of Cash Flows (Unaudited) for the six months ended June 30, 2023 and 2022;
and (v) Notes to Consolidated Financial Statements (Unaudited).
4 unchanged sentences
101.PRE XBRL Taxonomy Extension Presentation Linkbase Document †
−Removed: 104 The cover page for the Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 (formatted in Inline XBRL and contained in Exhibit 101).
+Added: 104 The cover page for the Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 (formatted in Inline XBRL and contained in Exhibit 101).
† Submitted electronically herewith.
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ANNALY CAPITAL MANAGEMENT, INC.
−Removed: May 4, 2023 By:
+Added: August 3, 2023 By:
Chief Executive Officer, Chief Investment Officer and Director (Principal Executive Officer)
−Removed: May 4, 2023 By:
+Added: August 3, 2023 By:
/s/ Serena Wolfe
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.