1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers
−Removed: During the three months ended October 31, 2023, the following Section 16 officer adopted, modified or terminated a “Rule 10b5-1 trading arrangement ” as defined in Item 408 of Regulation S-K, as follows:
−Removed: On October 6, 2023 , Jeanette Sellers , Vice President of Accounting , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 9,496 shares of our common stock.
−Removed: The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until August 15, 2024, or earlier if all transactions under the trading arrangement are completed.
−Removed: On October 12, 2023 , Pierre Naudé , Chairman and Chief Executive Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 99,028 shares of our common stock.
−Removed: The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until January 15, 2025, or earlier if all transactions under the trading arrangement are completed.
−Removed: On October 13, 2023 , Sean Desmond , Chief Customer Success Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 17,642 shares of our common stock.
+Added: During the three months ended April 30, 2024, the following Section 16 officer adopted, modified or terminated a “Rule 10b5-1 trading arrangement ” as defined in Item 408 of Regulation S-K, as follows:
+Added: On April 3, 2024 , Matthew Hansen , Chief Product Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 285,000 shares of our common stock.
The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until January 16, 2024, or earlier if all transactions under the trading arrangement are completed.
−Removed: On October 13, 2023 , April Rieger , Chief Legal & Compliance Officer and Secretary , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 10,000 shares of our common stock.
+Added: The duration of the trading arrangement is until May 1, 2025, or earlier if all transactions under the trading arrangement are completed.
+Added: On April 12, 2024 , April Rieger , Chief Legal & Compliance Officer and Secretary , terminated a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 39,144 shares of our common stock.
+Added: The trading arrangement was intended to satisfy the affirmative defense in Rule 10b5-1(c).
+Added: The duration of the trading arrangement was until January 17, 2025, or earlier if all transactions under the trading arrangement had been completed.
+Added: On April 12, 2024 , April Rieger , Chief Legal & Compliance Officer and Secretary , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 29,700 shares of our common stock.
The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until January 15, 2025, or earlier if all transactions under the trading arrangement are completed.
+Added: The duration of the trading arrangement is until March 28, 2025, or earlier if all transactions under the trading arrangement are completed.
No other officers or directors, as defined in Rule 16a-1(f), adopted, modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the fiscal quarter.
7 unchanged sentences
8-K 001-41211 3.1 November 29, 2022
+Added: 10.1 First Amendment to Credit Agreement by and among nCino, Inc., nCino OpCo, Inc., certain subsidiaries of nCino, Inc.
+Added: as guarantors and Bank of America, N.A., dated February 9, 2024
+Added: 8-K 001-41211 10.1 February 13, 2024
+Added: 10.2 Second Amendment to Credit Agreement by and among nCino, Inc., nCino OpCo, Inc., certain subsidiaries of nCino, Inc.
+Added: as guarantors and Bank of America, N.A., dated March 17, 2024
+Added: 8-K 001-41211 10.1 March 18, 2024
+Added: 10.3† Independent Contractor Agreement with Joshua Glover
+Added: 10.4† Amended and Restated Employment Agreement with Sean Desmond
31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
11 unchanged sentences
104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X
+Added: † Management contract, compensatory plan or arrangement.
* The certifications furnished in Exhibit 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed "filed" for purpose of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates by reference.
Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 29, 2023 By:
+Added: May 29, 2024 By:
/s/ Pierre Naudé
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 29, 2023 By:
+Added: May 29, 2024 By:
/s/ Gregory D.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.