UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
+Added: Sales of Unregistered Securities
Company issued and sold the following Common Shares in reliance on exemptions from the registration requirements of the Securities
1 unchanged sentence
Shares Issued
−Removed: July 19, 2024 (1)
−Removed: August 28, 2024 (2)
−Removed: September 3, 2024 (2)
−Removed: September 6, 2024 (2)
−Removed: September 16, 2024 (2)
−Removed: September 19, 2024 (2)
−Removed: September 25, 2024 (2)
−Removed: in reliance on Section 3(a)(9) of the Securities Act, in connection with the voluntary conversion of a portion of the amount
−Removed: outstanding under the Convertible Debentures and based upon representations and warranties of Yorkville in connection therewith.
−Removed: Issued in reliance
−Removed: on Section 4(a)(2) of the Securities Act in connection with the closing of an advance under the Yorkville Equity Facility
−Removed: Financing Agreement and based upon representations and warranties of Yorkville in connection therewith.
+Added: Price/Share ($)
+Added: November 13, 2024 (1)
+Added: 5,499,005 (2)
+Added: November 18, 2024 (4)
+Added: November 21, 2024 (4)
+Added: November 27, 2024 (4)
+Added: December 6,2024 (4)
+Added: December 11, 2024 (4)
+Added: December 16, 2024 (4)
+Added: December 20, 2024 (4)
+Added: in reliance on the exemption from the registration requirements of the Securities Act provided by Rule 506(b) of Regulation
+Added: D thereunder and/or Section 4(a)(2) thereof in connection with the closing of the November 2024 Private Offering and based
+Added: upon representations and warranties of the Private Placement Investors in connection therewith.
+Added: 2,199,602 Units, each of which consisted of one Common Share, one Series A Private Warrant and one-half of one Series B Private
+Added: Units were sold at a price of $1.57 per Unit to Private Placement Investors other than the Insider Investors.
+Added: The Units were
+Added: sold to the Insider Investors at a price of $1.7675 per Unit, which price includes $0.1975 per Unit purchased by the Insider Investors and allowed the Insider Investors to participate in the November 2024 Private Offering
+Added: in accordance with the rules of Nasdaq.
+Added: in reliance on Section 4(a)(2) of the Securities Act in connection with the closing of an advance under the Yorkville Equity
+Added: Facility Financing Agreement and based upon representations and warranties of Yorkville in connection therewith.
DEFAULTS UPON SENIOR SECURITIES
6 unchanged sentences
Safety and Health Administration (“MSHA”).
−Removed: During the three-month period ended September 30, 2024, the Company and
+Added: During the three-month period ended December 31, 2024, the Company and
its subsidiaries and their properties or operations were not subject to regulation by MSHA under the Mine Act and thus no disclosure
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.