What changed in this filing

/stocks — the workspaceLOADING

Item 2. Unregistered Sales of Equity Securities

2022-02-04 compared with 2021-11-05 · 50 added, 12 removed, 0 unchanged (100% of the section changed)

UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

DEFAULTS UPON SENIOR SECURITIES

MINE SAFETY DISCLOSURES

to Section 1503(a) of the Dodd-Frank Act, issuers that are operators, or that have a subsidiary that is an operator, of a coal

or other mine in the United States are required to disclose specified information about mine health and safety in their periodic

These reporting requirements are based on the safety and health requirements applicable to mines under the Federal Mine

Safety and Health Act of 1977 (the “Mine Act”) which is administered by the U.S.

Department of Labor’s Mine

Safety and Health Administration (“MSHA”).

During the three-month period ended September 30, 2021, the Company and

its subsidiaries and their properties or operations were not subject to regulation by MSHA under the Mine Act and thus no disclosure

is required under Section 1503(a) of the Dodd-Frank Act.

UNREGISTERED SALES OF EQU ITY SECURITIES AND USE OF PROCEEDS

The following Common Shares were issued pursuant to Section 3(a)(9) of the Securities Act, in connection with the voluntary conversion of a portion of the amount outstanding under the Nordmin Note and based upon representations and warranties of Nordmin in connection therewith.

Conversion Amount

Shares Issued

Conversion Price/Share

October 21, 2021

December 21, 2021

DEFAULTS UPON SENI OR SECURITIES

MINE SAFETY DI SCLOSURES

Pursuant to Section 1503(a) of the Dodd-Frank Act, issuers that are operators, or that have a subsidiary that is an operator, of a coal or other mine in the United States are required to disclose specified information about mine health and safety in their periodic reports.

These reporting requirements are based on the safety and health requirements applicable to mines under the Federal Mine Safety and Health Act of 1977 (the “Mine Act”) which is administered by the U.S.

Department of Labor’s Mine Safety and Health Administration (“MSHA”).

During the three-month period ended December 31, 2021, the Company and its subsidiaries and their properties or operations were not subject to regulation by MSHA under the Mine Act and thus no disclosure is required under Section 1503(a) of the Dodd-Frank Act.

OTHER INF ORMATION

Notice of Articles dated April 5, 2016

Articles, as amended, effective as of January 27, 2015

Amending Agreement to Smith Credit Agreement, dated December 13, 2021, between the Company and Mark Smith

Amendment #1 to Convertible Security Funding Agreement, dated December 2, 2021, between the Company and Lind Global Asset Management III, LLC

Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification of the Chief Executive Officer pursuant to 18 U.S.C.

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certification of the Chief Financial Officer pursuant to 18 U.S.C.

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

XBRL Instance Document

XBRL Taxonomy Extension- Schema

XBRL Taxonomy Extension – Calculations

XBRL Taxonomy Extension – Definitions

XBRL Taxonomy Extension – Labels

XBRL Taxonomy Extension – Presentations

Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

Previously filed as an exhibit to the Company’s Draft Registration Statement on Form S-1 (Registration No.

377-01354) submitted to the SEC on July 26, 2016, and incorporated herein by reference.

Previously filed as

an exhibit to the Company’s Current Report on Form 8-K (File No.

000-55710) filed with the SEC on December 13, 2021, and

incorporated herein by reference.

Submitted Electronically Herewith.

Attached as Exhibit 101 to this report are the following formatted in inline XBRL (Extensible Business Reporting Language):

(i) the Condensed Interim Consolidated Balance Sheets as of December 31, 2021 and June 30, 2021, (ii) the Condensed Interim Consolidated Statements of Operations and Comprehensive Loss for the Three and Six Months ended December 31, 2021 and 2020, (iii) the Condensed Interim Consolidated Statements of Cash Flows for the Six Months ended December 31, 2021 and 2020, (iv) the Condensed Interim Consolidated Statements of Shareholders’ Equity for the Three and Six Months ended December 31, 2021 and 2020 and (v) the Notes to the Condensed Interim Consolidated Financial Statements.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

NIOCORP DEVELOPMENTS LTD.

President, Chief Executive Officer and

Executive Chairman

(Principal Executive Officer)

February 4, 2022

/s/ Neal Shah

Chief Financial Officer

(Principal Financial and Accounting Officer)

February 4, 2022

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 2. Unregistered Sales of Equity Securities