Item 5. Other Information
Item 5. OTHER INFORMATION.
Rule 10b5-1 Trading Arrangements and Non-Rule 10b5-1
Trading Arrangements
During the fiscal quarter ended March 31, 2025, none of our officers or directors, as those terms are defined in
Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,”
as those terms are defined in Item 408 of Regulation S-K.
Item 6. EXHIBITS.
See the Exhibit Index following the signature page
to this Quarterly Report on Form 10-Q for a list of exhibits filed or furnished with this report, which Exhibit Index is incorporated
herein by reference.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
MATINAS BIOPHARMA HOLDINGS, INC.
BY:
/s/ Jerome D. Jabbour
Dated: May 15, 2025
Jerome D. Jabbour
Chief Executive Officer (Principal Executive Officer)
/s/ Keith A. Kucinski
Dated: May 15, 2025
Keith A. Kucinski
Chief Financial Officer
(Principal Financial and Accounting Officer)
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EXHIBIT INDEX
3.1
Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Amendment No. 1 to the Company’s Registration Statement on Form S-1 filed with the SEC on February 7, 2014).
3.2
Bylaws (incorporated by reference to Exhibit 3.2 to Amendment No. 1 to the Company’s Registration Statement on Form S-1 filed with the SEC on February 7, 2014).
3.3
Certificate of Amendment, dated October 29, 2015 to Certificate of Incorporation. (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the SEC on November 5, 2015).
3.4
Certificate of Amendment of Certificate of Incorporation, dated August 30, 2024 (filed as an exhibit to the Current Report on Form 8-K, filed with the Commission on September 3, 2024 and incorporated herein by reference).
3.5
Form of Certificate of Designation of Series C Convertible Preferred Stock (filed as an exhibit to the Current Report on Form 8-K filed with the Commission on February 13, 2025 and incorporated herein by reference).
4.1
Common Stock Purchase Warrant, dated April 5, 2024 (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 5, 2024).
4.2
Description of Securities (filed as an exhibit to the Annual Report on Form 10-K filed with the Commission on April 15, 2025 and incorporated herein by reference).
4.3
Form of Common Stock Purchase Warrant (filed as an exhibit to the Current Report on Form 8-K filed with the Commission on April 5, 2024 and incorporated herein by reference)
4.4
Form of Warrant (filed as an exhibit to the Current Report on Form 8-K filed with the Commission on February 13, 2025 and incorporated herein by reference)
10.1
Form of Securities Purchase Agreement (filed as an exhibit to the Current Report on Form 8-K, filed with the Commission on February 13, 2025 and incorporated herein)
*31.1
Certification of Chief Executive Officer
*31.2
Certification of Chief Financial Officer
*32.1
Section 1350 Certifications
*101.1
Inline XBRL Instance Document.
*101.2
Inline XBRL Taxonomy Extension Schema Document.
*101.3
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
*101.4
Inline XBRL Taxonomy Extension Definition Linkbase Document.
*101.5
Inline XBRL Taxonomy Extension Label Linkbase Document.
*101.6
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
* Filed herewith.
† Indicates a management contract or compensation
plan, contract or arrangement. Certain portions of this exhibit, that are not material and would likely cause competitive harm to the
registrant if publicly disclosed, have been redacted pursuant to Item 601(b)(10) of Regulation S-K.
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.