Item 5. Other Information
Item
5. OTHER INFORMATION.
Rule
10b5-1 Trading Arrangements and Non-Rule 10b5-1 Trading Arrangements
During
the fiscal quarter ended March 31, 2026, none of our officers or directors, as those terms are defined in Rule 16a-1(f), adopted or terminated
a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as those terms are defined in
Item 408 of Regulation S-K.
Item
6. EXHIBITS.
See
the Exhibit Index following the signature page to this Quarterly Report on Form 10-Q for a list of exhibits filed or furnished with this
report, which Exhibit Index is incorporated herein by reference.
22
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
MATINAS
BIOPHARMA HOLDINGS, INC.
BY:
/s/
Jerome D. Jabbour
Dated:
May 8, 2026
Jerome
D. Jabbour
Chairman,
Chief Executive Officer, President & Interim Chief Financial Officer
(Principal
Executive Officer and Principal Financial and Accounting Officer)
23
EXHIBIT
INDEX
3.1
Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Amendment No. 1 to the Company’s Registration Statement on Form S-1 filed with the SEC on February 7, 2014).
3.2
Bylaws (incorporated by reference to Exhibit 3.2 to Amendment No. 1 to the Company’s Registration Statement on Form S-1 filed with the SEC on February 7, 2014).
3.3
Certificate of Amendment of Certificate of Incorporation, dated October 29, 2015 . (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 5, 2015).
3.4
Certificate of Amendment of Certificate of Incorporation, dated August 30, 2024 (incorporated by reference to Exhibit 3.1 the Company’s Current Report on Form 8-K filed with the SEC on September 3, 2024).
3.5
Form of Certificate of Designation of Series C Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on February 13, 2025).
3.6
Amendment No. 1 to the Bylaws (incorporated by reference to Exhibit 3.1 the Company’s Current Report on Form 8-K filed with the SEC on May 2, 2025).
3.7
Certificate of Amendment of Certificate of Incorporation, dated August 6, 2025 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on August 6, 2025).
*31.1
Certification of Principal Executive Officer and Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
**32.1
Section 1350 Certification
*101.1
Inline
XBRL Instance Document.
*101.2
Inline
XBRL Taxonomy Extension Schema Document.
*101.3
Inline
XBRL Taxonomy Extension Calculation Linkbase Document.
*101.4
Inline
XBRL Taxonomy Extension Definition Linkbase Document.
*101.5
Inline
XBRL Taxonomy Extension Label Linkbase Document.
*101.6
Inline
XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
*
Filed herewith.
**The
information in this exhibit is furnished and deemed not filed with the SEC for purposes of section 18 of the Exchange Act of 1934, as
amended, and is not to be incorporated by reference into any filing of Matinas BioPharma Holdings, Inc. under the Securities Act or the
Exchange Act of whether made before or after the date hereof, regardless of any general incorporation language in such filing.
24
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.