MID PENN BANCORP INC 10-Q

ITEM 5 – OTHER INFORMATION None 62 Table of Contents MID PENN BANCORP, INC. ITEM 6 – EXHIBITS • Exhibit 3.1 – The Registrant’s Articles of Incorporation . (Incorporated by reference to Exhibit 3.1 to Registrant’s Quarterly Report on Form 10-Q filed for the quarterly period ended June 30, 2019). • Exhibit 3.2 – The Registrant’s By-laws . (Incorporated by reference to Exhibit 3.1 to Registrant’s Current Report on Form 8-K filed with the SEC on February 24, 2022.) • Exhibit 10 .1 - Amended and Restated Employment Agreement among Mid Penn Bancorp , Inc. , Mid Penn Bank and Rory G. Ritrievi dated September 6, 2022 . (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 2 - Employment Agreement among Mid Penn Bancorp, Inc. , Mid Penn Bank and Allison Jo hnson dated September 6, 2022 . (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 3 - Employment Agreement among Mid Penn Bancorp, Inc. , Mid Penn Bank and Scott Micklewright dated September 6, 2022 . (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 4 - Employment Agreement among Mid Penn Bancorp, Inc. , Mid Penn Bank and Justin T. Webb dated September 6, 2022 . (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 5 - Employment Agreement among Mid Penn Bancorp, Inc. , Mid Penn Bank and Joan Dickinson dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 6 - Amended and Restated Change in Control Agreement am ong Mid Penn Bancorp, Inc. , Mid Penn Bank and Rory G. Ritrievi dated September 6, 2022 . (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 7 - Change in Control Agreement among Mid Penn Bancorp, Inc. , Mid Penn Bank and Allison Johnson dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 8 - Amended and Restated Change in Control Agreement among Mid Penn Bancorp, Inc. , Mid Penn Bank and Scott Micklewright dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 9 - Amended and Restated Change in Control Agreement among Mid Penn Bancorp, Inc., Mid Penn Bank and Justin T. Webb dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 10 - Amended and Restated Change in Control Agreement among Mid Penn Bancorp, Inc., Mid Penn Bank and Joan Dickinson dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10. 11 - Amended and Restated Supplemental Executive Retirement Plan Agreement between Mid Penn Bank and Rory G. Ritrievi dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10.1 2 - Supplemental Executive Retirement Plan Agreement between Mid Penn Bank and Allison Johnson dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10.1 3 - Amended and Restated Supplemental Executive Retirement Plan Agreement between Mid Penn Bank and Scott Micklewri ght dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10.1 4 - Amended and Restated Supplemental Executive Retirement Plan Agreement between Mid Penn Bank and Justin T. Webb dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 10.1 5 - Amended and Restated Supplemental Executive Retirement Plan Agreement between Mid Penn Bank and Joan Dickinson dated September 6, 2022. (Incorporated by reference to Exhibit 10.1 to Registrant's Current Report on Form 8-K filed with the SEC on September 9, 2022.) • Exhibit 31.1 – Certification of Principal Executive Officer Pursuant to Exchange Act Rules 13a-14(a)/15d-14(a) as added by Section 302 of the Sarbanes-Oxley Act of 2002. • Exhibit 31.2 - Certification of Principal Financial Officer Pursuant to Exchange Act Rules 13a-14(a)/15d-14(a) as added by Section 302 of the Sarbanes-Oxley Act of 2002. • Exhibit 32 – Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 as added by Section 906 of the Sarbanes-Oxley Act of 2002. • Exhibit 101.SCH – Inline XBRL Taxonomy Extension Schema Document. • Exhibit 101.CAL – Inline XBRL Taxonomy Extension Calculation Linkbase Document. • Exhibit 101.DEF – Inline XBRL Taxonomy Extension Definition Linkbase Document. • Exhibit 101.LAB – Inline XBRL Taxonomy Extension Label Linkbase Document. • Exhibit 101.PRE – Inline XBRL Taxonomy Extension Presentation Linkbase Document. • Exhibit 104 – Cover Page Interactive Data File (formatted in inline XBRL and contained in Exhibit 101). 63 Table of Contents MID PENN BANCORP, INC. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Mid Penn Bancorp, Inc. (Registrant) By: /s/ Rory G. Ritrievi Rory G. Ritrievi President and CEO (Principal Executive Officer) Date: November 4, 2022 By: /s/ Allison S. Johnson Allison S. Johnson Chief Financial Officer (Principal Financial Officer) Date: November 4, 2022 64